Adrian Ding - 08 Feb 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Acting Chief Financial Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
08 Feb 2025
Net transactions value
-$178,259
Form type
4
Filing time
11 Feb 2025, 10:09:44 UTC
Previous filing
22 Jan 2025
Next filing
12 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +2,961 +7.8% $0.000000 40,937 08 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $64,571 -1,333 -3.3% $48.44 39,604 08 Feb 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +3,305 +8.3% $0.000000 42,909 09 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $72,079 -1,488 -3.5% $48.44 41,421 09 Feb 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +1,908 +4.6% $0.000000 43,329 09 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $41,610 -859 -2% $48.44 42,470 09 Feb 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -2,961 -33% $0.000000 6,015 08 Feb 2025 Common Stock 2,961 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -3,305 -50% $0.000000 3,305 09 Feb 2025 Common Stock 3,305 Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Options Exercise $0 -1,908 -49% $0.000000 1,967 09 Feb 2025 Common Stock 1,908 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/8/2024.
F3 This grant does not have an expiration date.
F4 Vesting occurs 50% on the second anniversary of 2/9/2023 and the remaining 50% vesting occurs on the third anniversary of 2/9/2023.
F5 Vesting occurs 1/3 per year beginning one year from 2/9/2023.