Stephen Williamson - 31 Jul 2023 Form 4 Insider Report for THERMO FISHER SCIENTIFIC INC. (TMO)

Signature
/s/ Melodie T. Morin, Attorney-in-Fact for Stephen Williamson
Issuer symbol
TMO
Transactions as of
31 Jul 2023
Net transactions value
-$10,570,131
Form type
4
Filing time
02 Aug 2023, 16:33:13 UTC
Previous filing
02 Mar 2023
Next filing
25 Aug 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMO Common Stock Options Exercise $2,858,850 +15,000 +55% $190.59 42,393 31 Jul 2023 Direct
transaction TMO Common Stock Sale $8,361,300 -15,000 -35% $557.42 27,393 31 Jul 2023 Direct F1
transaction TMO Common Stock Options Exercise $2,687,319 +14,100 +51% $190.59 41,493 01 Aug 2023 Direct
transaction TMO Common Stock Sale $7,755,000 -14,100 -34% $550.00 27,393 01 Aug 2023 Direct F1
holding TMO Common Stock 18,700 31 Jul 2023 By GRAT

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -15,000 -52% $0.000000 14,100 31 Jul 2023 Common Stock 15,000 $190.59 Direct
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -14,100 -100% $0.000000* 0 01 Aug 2023 Common Stock 14,100 $190.59 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2022.