Peter Hui - 08 Dec 2021 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Peter Hui
Issuer symbol
EFSC
Transactions as of
08 Dec 2021
Net transactions value
-$1,488,360
Form type
4
Filing time
13 Dec 2021, 13:42:54 UTC
Previous filing
22 Jul 2021
Next filing
15 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Other $0 -31,000 -6.4% $0.000000 453,248 08 Dec 2021 Direct
transaction EFSC Common Stock Other $0 +31,000 $0.000000 31,000 08 Dec 2021 Charitable Trust
transaction EFSC Common Stock Sale $1,298,160 -27,000 -87% $48.08 4,000 10 Dec 2021 Charitable Trust F1
transaction EFSC Common Stock Sale $190,200 -4,000 -100% $47.55 0 13 Dec 2021 Charitable Trust
holding EFSC Common Stock 62,032 08 Dec 2021 By Spouse
holding EFSC Common Stock 5,436 08 Dec 2021 By Spouse IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Phantom Stock Award $0 +144 +8.5% $0.000000 1,848 09 Dec 2021 Common Stock 144 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote
F2 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F3 Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
F4 Represents shares issued under the Non-Management Director Stock Plan.