Alan B. Howe - 07 Jun 2021 Form 4 Insider Report for Resonant Inc

Role
Director
Signature
/s/Martin S. McDermut, Attorney-In-Fact
Issuer symbol
N/A
Transactions as of
07 Jun 2021
Net transactions value
$0
Form type
4
Filing time
09 Jun 2021, 20:58:22 UTC
Previous filing
07 Jun 2021
Next filing
28 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RESN Common Stock Options Exercise +13,736 +32% 56,472 07 Jun 2021 Direct F1
transaction RESN Common Stock Options Exercise +12,712 +23% 69,184 07 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RESN Restricted Stock Units Options Exercise $0 -13,736 -100% $0.000000* 0 07 Jun 2021 Common Stock 13,736 Direct F1, F2
transaction RESN Restricted Stock Units Options Exercise $0 -12,712 -50% $0.000000 12,711 07 Jun 2021 Common Stock 12,712 Direct F1, F3
transaction RESN Restricted Stock Units Award $0 +19,788 $0.000000 19,788 08 Jun 2021 Common Stock 19,788 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F2 50% of the shares vested on June 8, 2020, and 50% of the shares vested on June 7, 2021.
F3 50% of the shares vested on June 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022.
F4 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 8, 2022, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023.

Remarks:

Intentional misstatements or omissions constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).