Michael J. Fox - 07 Jun 2021 Form 4 Insider Report for Resonant Inc

Role: Director
Signature: /s/Martin S. McDermut, Attorney-In-Fact
Issuer symbol: N/A
Transactions as of: 07 Jun 2021
Net transactions value: $0
Form type: 4
Filing time: 09 Jun 2021, 20:54:11 UTC
Previous filing: 12 May 2021
Next filing: 28 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RESN	Common Stock	Options Exercise		+18,315	+21%		104,219	07 Jun 2021	Direct	F1
transaction	RESN	Common Stock	Options Exercise		+16,949	+16%		121,168	07 Jun 2021	Direct	F1
holding	RESN	Common Stock						2,000,000	07 Jun 2021	By Park City Capital Offshore Master, Ltd.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RESN	Restricted Stock Units	Options Exercise	$0	-18,315	-100%	$0.000000^*	0	07 Jun 2021	Common Stock	18,315		Direct	F1, F2
transaction	RESN	Restricted Stock Units	Options Exercise	$0	-16,949	-50%	$0.000000	16,949	07 Jun 2021	Common Stock	16,949		Direct	F1, F3
transaction	RESN	Restricted Stock Units	Award	$0	+26,385		$0.000000	26,385	08 Jun 2021	Common Stock	26,385		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F2	50% of the shares vested on June 8, 2020, and 50% of the shares vested on June 7, 2021.
F3	50% of the shares vested on June 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022.
F4	13,193 shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 13,192 shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023.