-
Signature
-
/s/ Renee Strandness, attorney-in-fact
-
Issuer symbol
-
ROKU
-
Transactions as of
-
15 Nov 2024
-
Net transactions value
-
-$668,866
-
Form type
-
4
-
Filing time
-
19 Nov 2024, 18:50:53 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ROKU |
Class A Common Stock |
Options Exercise |
$0 |
+21,911 |
+41% |
$0.000000 |
75,178 |
15 Nov 2024 |
Direct |
|
| transaction |
ROKU |
Class A Common Stock |
Tax liability |
$593,866 |
-8,623 |
-11% |
$68.87 |
66,555 |
15 Nov 2024 |
Direct |
F1 |
| transaction |
ROKU |
Class A Common Stock |
Sale |
$75,000 |
-1,000 |
-1.5% |
$75.00 |
65,555 |
19 Nov 2024 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-17,726 |
-9.1% |
$0.000000 |
177,262 |
15 Nov 2024 |
Class A Common Stock |
17,726 |
|
Direct |
F3, F4 |
| transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-4,185 |
-25% |
$0.000000 |
12,557 |
15 Nov 2024 |
Class A Common Stock |
4,185 |
|
Direct |
F3, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: