Dan Jedda - 01 Sep 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CFO
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
01 Sep 2023
Net transactions value
-$438,009
Form type
4
Filing time
06 Sep 2023, 19:06:05 UTC
Previous filing
05 Jun 2023
Next filing
17 Nov 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +17,726 $0.000000 17,726 01 Sep 2023 Direct
transaction ROKU Class A Common Stock Sale $438,009 -5,297 -30% $82.69 12,429 05 Sep 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -17,726 -6.2% $0.000000 265,892 01 Sep 2023 Class A Common Stock 17,726 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023.