Devkumar Dilip Ganguly - 09 Apr 2023 Form 4 Insider Report for Jackson Financial Inc. (JXN)

Role
EVP & Chief Operating Officer
Signature
/s/ Kristan L. Richardson, as Attorney-in-Fact
Issuer symbol
JXN
Transactions as of
09 Apr 2023
Net transactions value
-$3,042,714
Form type
4
Filing time
11 Apr 2023, 16:49:03 UTC
Previous filing
27 Mar 2023
Next filing
20 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JXN Common Stock Tax liability $699,421 -19,542 -15% $35.79 106,748 09 Apr 2023 Direct F1
transaction JXN Common Stock Options Exercise $0 +14,771 +14% $0.000000 121,518 09 Apr 2023 Direct F2
transaction JXN Common Stock Disposed to Issuer $528,644 -14,771 -12% $35.79 106,748 09 Apr 2023 Direct F3
transaction JXN Common Stock Tax liability $512,028 -14,306 -13% $35.79 92,441 09 Apr 2023 Direct F4
transaction JXN Common Stock Options Exercise $0 +10,813 +12% $0.000000 103,254 09 Apr 2023 Direct F5
transaction JXN Common Stock Disposed to Issuer $386,988 -10,813 -10% $35.79 92,441 09 Apr 2023 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JXN restricted share units Options Exercise $528,644 -14,771 -58% $35.79 10,813 09 Apr 2023 Common Stock 14,771 Direct F2
transaction JXN restricted share units Options Exercise $386,988 -10,813 -100% $35.79 0 09 Apr 2023 Common Stock 10,813 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to cover tax obligations due upon the vesting of the earned restricted share units settled in shares, based on achievement of performance metrics of the Converted 2020 PLTIP (2020 PLTIPs).
F2 Reflects the conversion of 14,770.72 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.
F3 Reflects the disposition for cash of 14,770.72 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.
F4 Shares withheld to cover tax obligations due upon the vesting of earned restricted share units settled in shares, based on achievement of performance metrics of the Converted Prudential RSPs (Pru RSPs).
F5 Reflects the conversion of 10,812.75 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.
F6 Reflects the disposition for cash of 10,812.75 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

Remarks:

Power of Attorney on file.