Daniel J. Thoren - 04 Aug 2022 Form 4 Insider Report for GRAHAM CORP (GHM)

Role: President and CEO, Director
Signature: /s/ Christina McLeod, Attorney-in-Fact for Daniel J. Thoren
Issuer symbol: GHM
Transactions as of: 04 Aug 2022
Net transactions value: +$58,725
Form type: 4
Filing time: 05 Aug 2022, 16:34:45 UTC
Previous filing: 03 Aug 2022
Next filing: 18 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GHM	Common Stock	Purchase	$58,725	+7,500	+2.4%	$7.83	318,191	04 Aug 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	GHM	Restricted Stock Units						24,420	04 Aug 2022	Common Stock	24,420	$0.000000	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.75 to $7.85, inclusive. Mr. Thoren undertakes to provide Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2	Includes 2,009 shares acquired under the Graham Corporation Employee Stock Purchase Plan.
F3	These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the date of grant, except as otherwise provided in the award notice.