Phil Mottram - 09 May 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, GM, Intelligent Edge
Signature
Derek Windham Attorney-in-Fact for Philip J. Mottram
Issuer symbol
HPE
Transactions as of
09 May 2022
Net transactions value
+$60,366
Form type
4
Filing time
11 May 2022, 19:19:01 UTC
Previous filing
13 Dec 2021
Next filing
01 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $92,300 +5,827 +25% $15.84 29,499 09 May 2022 Direct
transaction HPE Common Stock Tax liability $31,933 -2,016 -6.8% $15.84 27,483 09 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -5,827 -100% 0 09 May 2022 Common Stock 5,827 Direct F1, F2
transaction HPE Restricted Stock Units Award +76 +1.3% 5,751 07 Jan 2022 Common Stock 76 Direct F1, F3
transaction HPE Restricted Stock Units Award +477 +1.4% 34,602 07 Jan 2022 Common Stock 477 Direct F1, F4
transaction HPE Restricted Stock Units Award +679 +1.4% 48,445 07 Jan 2022 Common Stock 679 Direct F1, F5
transaction HPE Restricted Stock Units Award +1,410 +1.4% 98,939 07 Jan 2022 Common Stock 1,410 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which vested on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8266 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.1826 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. The number of derivative securities in column 5 also includes 570 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4187 due to fractional rounding of the dividend.
F3 .As previously reported, on 12/10/19, the reporting person was granted 15,783 RSUs, 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8546 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.2124 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.
F4 As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 231.2014 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 245.9925 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.
F5 As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which will vest on each of 05/28/22, 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 329.1909 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 350.2509 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.
F6 As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.2154 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 726.9242 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.