Dawei Li - 27 Jan 2025 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICYF)

Signature
/s/ Carl DeLuca, attorney-in-fact on behalf of Dawei Li
Issuer symbol
LICYF
Transactions as of
27 Jan 2025
Net transactions value
-$297
Form type
4
Filing time
29 Jan 2025, 18:41:39 UTC
Previous filing
10 May 2024
Next filing
04 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LICY Common Shares Sale $297 -276 -0.44% $1.08 62,379 27 Jan 2025 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units ("RSUs").
F2 Includes 54,794 RSUs awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
F3 On June 3, 2024, Li-Cycle Holdings Corp. effected a share consolidation of its common shares (the "Share Consolidation") at a consolidation ratio of one post-consolidation share for every eight pre-consolidation shares. The number of common shares (including RSUs) beneficially owned as reported on this Form 4 have been adjusted to correct an arithmetic error in a prior Form 4 filing by fully reflecting the Share Consolidation.