Upton Jerome T. - 16 Feb 2024 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
EVP & Chief Financial Officer
Signature
/s/ David F. Kurzawa, by power of attorney
Issuer symbol
GNW
Transactions as of
16 Feb 2024
Net transactions value
-$93,964
Form type
4
Filing time
21 Feb 2024, 17:04:00 UTC
Previous filing
10 Apr 2023
Next filing
27 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Class A Common Stock Options Exercise +36,485 +18% 236,830 16 Feb 2024 Direct F1
transaction GNW Class A Common Stock Tax liability $60,080 -9,706 -4.1% $6.19 227,124 16 Feb 2024 Direct F2
transaction GNW Class A Common Stock Options Exercise +20,576 +9.1% 247,700 16 Feb 2024 Direct F1
transaction GNW Class A Common Stock Tax liability $33,884 -5,474 -2.2% $6.19 242,226 16 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Options Exercise $0 -36,485 -33% $0.000000 72,972 16 Feb 2024 Class A Common Stock 36,485 Direct F1, F3
transaction GNW Restricted Stock Units Options Exercise $0 -20,576 -50% $0.000000 20,576 16 Feb 2024 Class A Common Stock 20,576 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2 The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.
F3 Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.