Benoit Chardon - 12 Dec 2023 Form 4 Insider Report for ALLURION TECHNOLOGIES, INC. (ALUR)

Role
Chief Commercial Officer
Signature
/s/ Jennifer Ausrotas, attorney-in-fact
Issuer symbol
ALUR
Transactions as of
12 Dec 2023
Net transactions value
+$197,562
Form type
4
Filing time
14 Dec 2023, 19:17:48 UTC
Previous filing
01 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALUR Common Stock Options Exercise $110,513 +97,799 +291% $1.13 131,443 12 Dec 2023 Direct
transaction ALUR Common Stock Options Exercise $28,009 +23,939 +18% $1.17 155,382 12 Dec 2023 Direct
transaction ALUR Common Stock Options Exercise $23,807 +25,060 +16% $0.9500* 180,442 12 Dec 2023 Direct
transaction ALUR Common Stock Options Exercise $35,233 +18,741 +10% $1.88 199,183 12 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALUR Stock Option (Right to Buy) Options Exercise $0 -97,799 -100% $0.000000* 0 12 Dec 2023 Common Stock 97,799 $1.13 Direct F1
transaction ALUR Stock Option (Right to Buy) Options Exercise $0 -23,939 -98% $0.000000 510 12 Dec 2023 Common Stock 23,939 $1.17 Direct F2
transaction ALUR Stock Option (Right to Buy) Options Exercise $0 -25,060 -85% $0.000000 4,279 12 Dec 2023 Common Stock 25,060 $0.9500 Direct F3
transaction ALUR Stock Option (Right to Buy) Options Exercise $0 -18,741 -48% $0.000000 20,377 12 Dec 2023 Common Stock 18,741 $1.88 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option is fully vested.
F2 This option shall vest and become exercisable in monthly installments over a period of 48 months from January 1, 2020, subject to the Reporting Person's continued service on each such vesting date.
F3 25% of the shares underlying this option vested on July 1, 2021, and the remainder vests in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
F4 25% of the shares underlying this option vested on January 1, 2023, and the remainder vests in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
F5 Includes 14,669 shares that were inadvertently omitted from the Form 3 filed on August 1, 2023.