Michael Cammarata - 01 Apr 2022 Form 3 Insider Report for Neptune Wellness Solutions Inc.

Role
President and Chief Executive Officer Exhibit 24 - Power of Attorney, Director
Signature
/s/ Christopher Piazza for Michael Cammarata as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
01 Apr 2022
Net transactions value
$0
Form type
3
Filing time
01 Apr 2022, 16:35:53 UTC
Next filing
05 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NEPT Common Shares 6,781,612 01 Apr 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEPT Restricted Share Units 01 Apr 2022 Common Shares 233,331 $0.000000 Direct F1, F2, F3
holding NEPT Common Share Options 01 Apr 2022 Common Shares 200,000 $4.43 Direct F4
holding NEPT Common Share Options 01 Apr 2022 Common Shares 9,000,000 $4.43 Direct F5
holding NEPT Common Share Options 01 Apr 2022 Common Shares 1,648,261 $1.59 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted share units ("RSUs") vest in equal monthly installments over a three-year period beginning on 7/31/2019.
F2 The RSUs have no expiration date.
F3 Each RSU represents the contingent right to receive one common share upon vesting of the unit.
F4 The option was granted on 7/8/2019 and vests in equal monthly installments over a three-year period beginning on 7/31/2019.
F5 Represents performance-based options granted on 7/8/2019. The performance criteria covering 750,000 shares were satisfied and have vested, and the remainder of the performance-based options will vest upon achievement of certain financial metrics.
F6 The option was granted on 12/16/2020 and vests in equal monthly installments over a three-year period beginning on 12/31/2020.

Remarks:

President and Chief Executive Officer Exhibit 24 - Power of Attorney