Bryan M. Hackworth - 07 Feb 2025 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
SVP and CFO
Signature
/s/Bryan M. Hackworth, by Bryan Allison, pursuant to Limited Power of Attorney dated May 8, 2024
Issuer symbol
UEIC
Transactions as of
07 Feb 2025
Net transactions value
-$66,309
Form type
4
Filing time
11 Feb 2025, 13:30:08 UTC
Previous filing
12 Nov 2024
Next filing
11 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Options Exercise +9,333 +15% 71,580 07 Feb 2025 Hackworth Family Trust F1, F2
transaction UEIC Common Stock Tax liability $54,387 -5,417 -7.6% $10.04 66,163 07 Feb 2025 Hackworth Family Trust F2, F3, F4
transaction UEIC Common Stock Options Exercise +1,346 +2% 67,509 09 Feb 2025 Hackworth Family Trust F1, F2
transaction UEIC Common Stock Tax liability $7,841 -781 -1.2% $10.04 66,728 09 Feb 2025 Hackworth Family Trust F2, F3, F4
transaction UEIC Common Stock Options Exercise +723 +1.1% 67,451 10 Feb 2025 Hackworth Family Trust F1, F2
transaction UEIC Common Stock Tax liability $4,081 -419 -0.62% $9.74 67,032 10 Feb 2025 Hackworth Family Trust F2, F3, F4
holding UEIC Common Stock 11,200 07 Feb 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEIC Restricted Stock Units Options Exercise $0 -9,333 -26% $0.000000 26,119 07 Feb 2025 Common Stock 9,333 Direct F1, F5, F6
transaction UEIC Employee Stock Option (Rt to Buy) Other $0 -21,040 -15% $0.000000 115,760 08 Feb 2025 Common Stock 21,040 Direct F7, F8, F9, F10
transaction UEIC Restricted Stock Units Options Exercise $0 -1,346 -5.2% $0.000000 24,773 09 Feb 2025 Common Stock 1,346 Direct F1, F5, F6
transaction UEIC Restricted Stock Units Options Exercise $0 -723 -2.9% $0.000000 24,050 10 Feb 2025 Common Stock 723 Direct F1, F5, F6
holding UEIC Performance Stock Units 27,999 07 Feb 2025 Common Stock 0 Direct F11, F12, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2 These shares are held in the Hackworth Living Trust. Mr. Hackworth disclaims beneficial ownership of the shares.
F3 This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F4 Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5 The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F6 This figured represents an aggregate number of restricted stock units held by the Reporting Person.
F7 Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F8 Expiry of stock options.
F9 The expired stock options first became exercisable on 2/8/2019 and expired unexercised on 2/8/2025.
F10 This figure represents an aggregate number of stock options held by Reporting Person.
F11 Each performance stock unit represents a contingent right to receive one share of UEI common stock.
F12 The performance stock units vest in accordance with the vesting schedule of each PSU grant.
F13 This figure represents an aggregate number of performance stock units held by Reporting Person.