Benjamin A. Otchere - 01 Dec 2021 Form 3 Insider Report for SMITH A O CORP (AOS)

Role
Vice President and Controller
Signature
James F. Stern, Attorney-in-Fact for Benjamin A. Otchere
Issuer symbol
AOS
Transactions as of
01 Dec 2021
Net transactions value
$0
Form type
3
Filing time
03 Dec 2021, 15:24:15 UTC
Next filing
08 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AOS Common Stock 1,906 01 Dec 2021 401(k)
holding AOS Common Stock 1 01 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AOS Restricted Stock Units 01 Dec 2021 Common Stock 335 $49.42 Direct F1
holding AOS Restricted Stock Units 01 Dec 2021 Common Stock 530 $49.39 Direct F2
holding AOS Restricted Stock Units 01 Dec 2021 Common Stock 370 $60.82 Direct F3
holding AOS Employee Stock Options (Right to Buy) 01 Dec 2021 Common Stock 810 $61.76 Direct F4
holding AOS Employee Stock Options (Right to Buy) 01 Dec 2021 Common Stock 1,525 $49.42 Direct F5
holding AOS Employee Stock Options (Right to Buy) 01 Dec 2021 Common Stock 2,760 $42.39 Direct F6
holding AOS Employee Stock Options (Right to Buy) 01 Dec 2021 Common Stock 1,605 $60.82 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.
F2 The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.
F3 The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.
F4 The employee stock options were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/12/2019.
F5 The employee stock options were granted on 02/11/2019, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.
F6 The employee stock options were granted on 02/10/2020, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.
F7 The employee stock options were granted on 02/08/2021, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.