Peter Cherecwich - 29 Mar 2019 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Signature
Bradley R. Gabriel, Attorney-in-Fact for Peter Cherecwich
Issuer symbol
NTRS
Transactions as of
29 Mar 2019
Net transactions value
-$36,701
Form type
4
Filing time
07 Dec 2023, 18:39:44 UTC
Next filing
07 May 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Purchase $452 +5 $90.41 5 29 Mar 2019 By Spouse's Trust
transaction NTRS Common Stock Purchase $116 +1 +20% $116.35 6 12 May 2021 By Spouse's Trust
transaction NTRS Common Stock Purchase $240 +2 +33% $119.88 8 21 May 2021 By Spouse's Trust
transaction NTRS Common Stock Purchase $124 +1 +12% $123.78 9 02 Nov 2021 By Spouse's Trust
transaction NTRS Common Stock Sale $197 -2 -22% $98.36 7 23 Aug 2022 By Spouse's Trust
transaction NTRS Common Stock Purchase $173 +2 +29% $86.74 9 26 Sep 2022 By Spouse's Trust
transaction NTRS Common Stock Sale $176 -2 -22% $87.99 7 06 Dec 2022 By Spouse's Trust
transaction NTRS Common Stock Purchase $95.02 +1 +14% $95.02 8 10 Jan 2023 By Spouse's Trust
transaction NTRS Common Stock Purchase $194 +2 +25% $97.19 10 10 Feb 2023 By Spouse's Trust
transaction NTRS Common Stock Sale $257 -3 -30% $85.63 7 17 Apr 2023 By Spouse's Trust
transaction NTRS Common Stock Purchase $294 +4 +57% $73.55 11 20 Jun 2023 By Spouse's Trust
transaction NTRS Common Stock Sale $393 -5 -45% $78.54 6 21 Jul 2023 By Spouse's Trust
transaction NTRS Common Stock Tax liability $37,367 -465 -1.8% $80.36 24,715 05 Dec 2023 Direct F1, F2
holding NTRS Common Stock 26,011 29 Mar 2019 By Trust F3
holding NTRS Common Stock 20,550 29 Mar 2019 2023 GRAT F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 Reflects the May 10, 2023 transfer of 20,550 shares of the Corporation's common stock into a newly created grantor retained annuity trust.