David A. Ricks - 01 Feb 2024 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
President, Chair, and CEO, Director
Signature
/s/ Jonathan Groff for David A. Ricks, pursuant to authorization on file
Issuer symbol
LLY
Transactions as of
01 Feb 2024
Net transactions value
-$8,547,876
Form type
4
Filing time
02 Feb 2024, 16:28:01 UTC
Previous filing
15 Nov 2023
Next filing
12 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +29,611 +7% $0.000000 455,054 01 Feb 2024 Direct
transaction LLY Common Stock Tax liability $8,547,876 -13,240 -2.9% $645.61 441,814 01 Feb 2024 Direct
holding LLY Common Stock 63,758 01 Feb 2024 By David A. Ricks 2022 GRAT
holding LLY Common Stock 67,700 01 Feb 2024 By David A. Ricks SLAT F1
holding LLY Common Stock 7,223 01 Feb 2024 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -29,611 -100% $0.000000* 0 01 Feb 2024 Common Stock 29,611 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.