Two Roads Shared Trust - Exchange Traded Product (AESR) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2019 to Q4 2025

Type / Class
Equity / Exchange Traded Product
Symbol
AESR
Shares outstanding
7,497,760
Price per share
$17.86
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
7,165,218
Total reported value
$121,613,543
% of total 13F portfolios
0%
Share change
+80,674
Value change
+$1,269,792
Number of holders
22
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Two Roads Shared Trust - Exchange Traded Product (AESR) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FOUNDATIONS INVESTMENT ADVISORS, LLC 62% -5.5% $95,822,723 -$9,700,692 4,656,109 -9.2% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025

As of 31 Dec 2025, 22 institutional investors reported holding 7,165,218 shares of Two Roads Shared Trust - Exchange Traded Product (AESR). This represents 96% of the company’s total 7,497,760 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Two Roads Shared Trust - Exchange Traded Product (AESR) together control 96% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
FOUNDATIONS INVESTMENT ADVISORS, LLC 62% 4,677,074 +0.45% 1% $79,290,432
Anfield Capital Management, LLC 13% 954,848 +15% 5.1% $16,187,536
Geneos Wealth Management Inc. 6.7% 505,013 +17% 0.21% $8,559,964
Wealth Enhancement Trust Services, Inc. 5.9% 440,668 0% 0.94% $7,470,644
XY Planning Network, Inc. 3.1% 233,715 -1.3% 0.69% $3,962,170
J.M. Arbour, LLC 1.4% 104,649 0% 1.8% $1,774,108
Independent Advisor Alliance 0.86% 64,163 -13% 0.03% $1,087,755
AdvisorNet Financial, Inc 0.8% 60,329 +16% 0.05% $1,022,751
Mosley Wealth Management 0.49% 36,699 0% 0.35% $765,174
SLT Holdings LLC 0.36% 27,130 -14% 0.31% $459,935
Atria Investments, Inc 0.19% 14,590 -12% 0% $247,344
ROYAL BANK OF CANADA 0.16% 11,660 0% 0% $198,000
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.15% 11,422 0% 0% $193,637
Walser Wealth Management Company, A Ltd Liability Co 0.14% 10,309 0% 0.09% $174,772
DecisionPoint Financial, LLC 0.08% 5,841 0% 0.02% $99,023
OSAIC HOLDINGS, INC. 0.04% 2,799 +23% 0% $47,452
AE Wealth Management LLC 0.02% 1,813 -44% 0% $30,736
CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% 908 0% $15,393
HARBOUR INVESTMENTS, INC. 0.01% 518 0% 0% $8,782
GeoWealth Management, LLC 0.01% 426 -100% 0% $7,222
Motiv8 Investments LLC 0.01% 425 0% $7,000
Global Retirement Partners, LLC 0% 219 0% 0% $3,713
JPMORGAN CHASE & CO 0% 0 -100% $0
UBS Group AG 0% 0 -100% $0
JANE STREET GROUP, LLC 0% 0 -100% $0

Institutional Holders of Two Roads Shared Trust - Exchange Traded Product (AESR) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 7,165,218 $121,613,543 +$1,269,792 $16.95 22
2025 Q3 7,208,125 $147,955,337 -$9,397,262 $20.58 21
2025 Q2 7,664,797 $145,246,252 -$4,249,928 $18.95 21
2025 Q1 7,891,296 $130,125,656 +$5,046,834 $16.49 18
2024 Q4 7,631,418 $131,921,979 +$3,375,276 $17.28 18
2024 Q3 7,287,132 $123,839,487 +$3,464,906 $16.99 14
2024 Q2 7,084,106 $115,887,341 +$22,055,456 $16.36 13
2024 Q1 5,727,827 $89,177,653 -$10,918,865 $15.57 13
2023 Q4 6,544,952 $91,851,571 -$25,351,146 $13.81 18
2023 Q3 8,314,928 $101,615,224 -$1,766,147 $12.22 12
2023 Q2 8,458,482 $108,098,232 +$5,377,947 $12.78 11
2023 Q1 8,038,761 $96,624,808 +$3,113,049 $12.02 11
2022 Q4 7,781,057 $89,383,080 +$10,185,139 $11.45 11
2022 Q3 6,919,472 $73,012,000 +$3,055,821 $10.55 10
2022 Q2 6,629,588 $73,646,000 +$5,143,271 $11.09 9
2022 Q1 6,162,104 $82,206,000 -$2,174,400 $13.42 10
2021 Q4 6,314,577 $88,202,000 +$1,145,904 $13.98 11
2021 Q3 2,612,719 $36,397,000 +$5,872,216 $13.67 10
2021 Q2 2,185,815 $29,962,000 +$781,607 $13.52 4
2021 Q1 2,130,152 $27,203,000 +$15,440,954 $12.61 6
2020 Q4 935,692 $11,198,000 -$375,305 $11.92 6
2020 Q3 968,296 $10,593,000 +$400,007 $10.94 6
2020 Q2 931,693 $9,658,000 +$396,050 $9.95 3
2020 Q1 892,747 $7,428,000 +$6,367,608 $8.32 2
2019 Q4 125,000 $1,262,000 +$116,000 $10.09 2