SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) Institutional Ownership

13F Institutional Holders and Ownership History from Q2 2020 to Q4 2025

Type / Class
Equity / Common Stock, par value $.01 per share
Symbol
SSSS on Nasdaq
Shares outstanding
23,533,889
Price per share
$9.59
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
5,204,162
Total reported value
$49,123,011
% of total 13F portfolios
0%
Share change
-132,158
Value change
-$1,040,860
Number of holders
70
Price from insider filings
$9.59
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Thomas J. Herzfeld Advisors, Inc. 0.72% -94% $1,391,288 -$12,682,704 169,444 -90% Thomas J. Herzfeld Advisors, Inc. 03 Jun 2025

As of 31 Dec 2025, 70 institutional investors reported holding 5,204,162 shares of SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS). This represents 22% of the company’s total 23,533,889 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) together control 20% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
GABELLI FUNDS LLC 5.4% 1,262,208 -14% 0.08% $11,915,244
GatePass Capital, LLC 2.2% 508,400 +2.5% 2.5% $4,799,296
NEEDHAM INVESTMENT MANAGEMENT LLC 1.8% 426,594 0% 0.25% $4,027,047
MGO ONE SEVEN LLC 1.1% 262,005 -2.4% 0.05% $2,473,327
GAMCO INVESTORS, INC. ET AL 1.1% 261,300 -7.5% 0.02% $2,466,672
JANE STREET GROUP, LLC 1.1% 251,035 +102% 0% $2,369,771
FRANKLIN RESOURCES INC 0.89% 210,183 +11% 0% $1,984,128
ACADIAN ASSET MANAGEMENT LLC 0.75% 176,066 -0.27% 0% $1,660,000
LPL Financial LLC 0.74% 174,810 +99% 0% $1,650,206
BlackRock, Inc. 0.64% 151,524 +5.8% 0% $1,430,386
TWO SIGMA INVESTMENTS, LP 0.61% 143,203 -32% 0% $1,351,836
INTREPID FAMILY OFFICE LLC 0.42% 100,000 0% 0.91% $944,000
Invesco Ltd. 0.42% 99,449 +560% 0% $938,799
HARBOR CAPITAL ADVISORS, INC. 0.31% 73,063 -7.1% 0.05% $690,000
Supplemental Annuity Collective Trust of NJ 0.3% 71,507 -15% 0.17% $675,026
Janney Montgomery Scott LLC 0.25% 59,472 +104% 0% $561,000
Green Alpha Advisors, LLC 0.23% 53,426 0.46% $504,341
MORGAN STANLEY 0.23% 52,995 -42% 0% $500,273
MANGROVE PARTNERS IM, LLC 0.22% 52,610 0.04% $496,638
Trexquant Investment LP 0.2% 47,746 +359% 0% $450,722
Private Advisor Group, LLC 0.19% 45,588 -2.5% 0% $430,352
Catalyst Capital Advisors LLC 0.18% 42,466 0% 0.01% $400,879
NORTHERN TRUST CORP 0.18% 41,276 -9.6% 0% $389,646
Stratos Wealth Partners, LTD. 0.17% 39,408 +58% 0% $372,012
WELLS FARGO & COMPANY/MN 0.16% 37,476 +316% 0% $353,772

Institutional Holders of SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 5,204,162 $49,123,011 -$1,040,860 $9.44 70
2025 Q3 5,351,995 $48,160,300 +$595,316 $9.00 72
2025 Q2 5,326,025 $43,724,204 -$9,350,547 $8.21 56
2025 Q1 6,630,590 $32,958,889 +$2,325,045 $4.97 57
2024 Q4 6,016,980 $35,395,614 +$8,519,080 $5.88 54
2024 Q3 4,272,774 $17,249,228 +$2,595,722 $4.04 44
2024 Q2 3,553,646 $14,555,601 +$1,008,135 $4.01 43
2024 Q1 3,243,185 $14,754,052 +$141,926 $4.55 46
2023 Q4 3,239,783 $12,764,639 -$50,113 $3.94 52
2023 Q3 3,467,135 $12,548,837 +$2,552,771 $3.62 55
2023 Q2 2,787,137 $8,902,871 -$4,472,870 $3.20 60
2023 Q1 4,080,748 $14,773,200 -$2,321,432 $3.62 69
2022 Q4 4,668,572 $17,741,717 +$2,175,656 $3.80 71
2022 Q3 4,064,532 $15,729,828 -$9,151,027 $3.87 60
2022 Q2 6,352,588 $40,659,541 +$2,562,472 $6.40 61
2022 Q1 6,290,667 $54,272,470 -$14,856,447 $8.63 75
2021 Q4 7,645,552 $98,978,485 -$6,425,376 $12.95 74
2021 Q3 8,322,040 $107,470,388 -$2,470,814 $12.91 73
2021 Q2 8,511,124 $114,804,754 +$32,707,237 $13.49 71
2021 Q1 6,092,840 $82,556,828 +$19,769,045 $13.55 73
2020 Q4 4,645,791 $60,840,648 +$8,943,930 $13.09 56
2020 Q3 4,042,007 $43,764,902 +$6,591,566 $10.84 61
2020 Q2 3,483,593 $29,513,447 +$29,500,459 $8.47 41