SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (SPEPRC) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2022 to Q4 2025

Type / Class
Equity / 2.75% CONVERTIBLE PREFERRED C
Symbol
SPEPRC
Shares outstanding
2,390,969
Price per share
$25.28
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
2,066,483
Total reported value
$51,116,666
% of total 13F portfolios
0%
Share change
-33,570
Value change
-$1,121,963
Number of holders
12
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (SPEPRC) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Kovitz Investment Group Partners, LLC 50% $31,446,804 1,279,366 Kovitz Investment Group Partners, LLC 31 Jul 2025
Focus Partners Wealth 48% $28,427,662 1,147,665 Focus Partners Wealth 01 Jan 2026

As of 31 Dec 2025, 12 institutional investors reported holding 2,066,483 shares of SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (SPEPRC). This represents 86% of the company’s total 2,390,969 outstanding shares.

Top 14 Institutional Shareholders

The largest institutional shareholders of SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (SPEPRC) together control 86% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Focus Partners Wealth 48% 1,147,664 0.03% $28,370,278
SEVEN MILE ADVISORY 16% 381,194 0% 1.6% $9,423,116
CSS LLC/IL 14% 323,419 +6.4% 0.45% $8,028,101
GatePass Capital, LLC 5.6% 133,150 +20% 1.7% $3,291,468
UBS Group AG 1.1% 26,983 -10% 0% $667,020
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 0.88% 21,113 -9.7% 0.48% $521,913
WELLS FARGO & COMPANY/MN 0.81% 19,336 -3.8% 0% $477,986
Beverly Hills Private Wealth, LLC 0.41% 9,697 0.04% $239,710
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.12% 2,787 -8.8% 0.01% $68,895
MORGAN STANLEY 0.03% 645 -50% 0% $15,944
OSAIC HOLDINGS, INC. 0.01% 295 0% 0% $7,291
WINMILL & CO. INC 0.01% 200 0% 0% $4,944
Kovitz Investment Group Partners, LLC 0% 0 -100% $0
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0% 0 -100% $0

Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - 2.75% CONVERTIBLE PREFERRED C (SPEPRC) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 2,066,483 $51,116,666 -$1,121,963 $24.72 12
2025 Q3 2,100,053 $52,399,887 +$9,149,926 $24.96 12
2025 Q2 1,733,428 $42,961,169 -$103,027 $24.80 10
2025 Q1 1,737,581 $42,070,964 +$58,123 $24.16 10
2024 Q4 3,039,891 $73,081,688 -$162,568 $24.02 11
2024 Q3 1,673,417 $39,693,951 +$31,041,890 $23.75 9
2024 Q2 366,428 $8,488,378 -$30,345,937 $23.27 8
2024 Q1 1,702,648 $38,688,824 +$585,848 $22.73 9
2023 Q4 1,676,877 $38,356,404 -$278,848 $22.89 7
2023 Q3 1,713,784 $38,903,268 -$645,339 $22.70 9
2023 Q2 1,742,213 $39,895,912 -$525,726 $22.90 9
2023 Q1 1,765,170 $40,304,529 -$50,452 $22.85 9
2022 Q4 1,767,378 $40,103,867 -$291,589 $22.69 9
2022 Q3 1,780,229 $41,260,000 +$357,610 $23.20 9
2022 Q2 1,764,768 $42,170,000 +$34,202,480 $23.85 8
2022 Q1 334,285 $8,344,000 +$8,344,000 $24.98 6