RiverNorth Capital & Income Fund, Inc. - Common Stock, par value $0.0001 per share (RSF) Institutional Ownership

13F Institutional Holders and Ownership History from Q3 2016 to Q4 2025

Type / Class
Equity / Common Stock, par value $0.0001 per share
Symbol
RSF on NYSE
Shares outstanding
4,253,110
Price per share
$14.36
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
1,700,027
Total reported value
$24,412,876
% of total 13F portfolios
0%
Share change
-371,549
Value change
-$5,454,216
Number of holders
16
Price from insider filings
$14.36
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of RiverNorth Capital & Income Fund, Inc. - Common Stock, par value $0.0001 per share (RSF) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
OSAIC HOLDINGS, INC. 14% $6,695,783 456,116 OSAIC HOLDINGS, INC. 30 Jun 2025
CSS LLC/IL 6.3% +24% $3,874,715 +$738,923 266,670 +24% CSS LLC/IL 16 Dec 2025
SIT INVESTMENT ASSOCIATES INC 4.9% -58% $2,932,180 -$4,534,908 199,197 -61% Sit Investment Associates, Inc. 31 Oct 2025

As of 31 Dec 2025, 16 institutional investors reported holding 1,700,027 shares of RiverNorth Capital & Income Fund, Inc. - Common Stock, par value $0.0001 per share (RSF). This represents 40% of the company’s total 4,253,110 outstanding shares.

Top 22 Institutional Shareholders

The largest institutional shareholders of RiverNorth Capital & Income Fund, Inc. - Common Stock, par value $0.0001 per share (RSF) together control 40% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Palatine Hill Wealth Management, LLC 16% 673,115 0% 7.8% $9,665,931
CSS LLC/IL 6.9% 294,880 +23% 0.24% $4,234,476
OSAIC HOLDINGS, INC. 4.2% 179,232 +16% 0% $2,573,755
SIT INVESTMENT ASSOCIATES INC 3% 129,631 -67% 0.04% $1,862,000
ICON ADVISERS INC/CO 2.8% 120,282 0.37% $1,727,250
Waverly Advisors, LLC 2.2% 92,523 -6.9% 0.01% $1,328,637
CANTOR FITZGERALD, L. P. 1.9% 82,898 -32% 0.04% $1,190,415
TrueMark Investments, LLC 1.1% 47,966 0.13% $688,792
RAYMOND JAMES FINANCIAL INC 0.46% 19,547 -11% 0% $280,695
NewEdge Advisors, LLC 0.37% 15,800 -2.5% 0% $226,888
JANE STREET GROUP, LLC 0.35% 14,932 0% $214,424
MORGAN STANLEY 0.29% 12,262 -5.4% 0% $176,082
Equitable Holdings, Inc. 0.27% 11,647 0% $167,251
UBS Group AG 0.1% 4,100 -16% 0% $58,876
Noble Wealth Management PBC 0.02% 1,012 -89% 0.01% $14,532
HIGHLINE WEALTH PARTNERS LLC 0% 200 0% $2,872
Advisory Services Network, LLC 0% 0 -100% $0
Everstar Asset Management, LLC 0% 0 -100% $0
Shaker Financial Services, LLC 0% 0 -100% $0
ABSOLUTE INVESTMENT ADVISERS, LLC 0% 0 -100% $0
NOMURA HOLDINGS INC 0% 0 -100% $0
MORGAN STANLEY 0% 1 0% $26

Institutional Holders of RiverNorth Capital & Income Fund, Inc. - Common Stock, par value $0.0001 per share (RSF) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,700,027 $24,412,876 -$5,454,216 $14.36 16
2025 Q3 1,401,551 $20,627,201 +$5,841,987 $14.72 16
2025 Q2 1,007,644 $14,663,055 -$3,434,086 $14.55 16
2025 Q1 1,233,503 $18,756,994 -$4,028,825 $15.20 16
2024 Q4 1,498,018 $23,128,771 +$1,337,166 $15.44 19
2024 Q3 1,403,610 $21,601,650 -$4,386,705 $15.39 17
2024 Q2 1,689,074 $25,933,716 +$2,023,045 $15.36 21
2024 Q1 1,552,326 $24,609,157 +$5,517,662 $15.86 24
2023 Q4 1,368,795 $21,558,550 -$2,690,977 $15.75 15
2023 Q3 1,541,498 $23,468,199 +$1,902,868 $15.24 15
2023 Q2 1,416,265 $21,839,487 +$640,886 $15.42 15
2023 Q1 1,374,718 $21,208,636 +$11,201,081 $15.43 16
2022 Q4 636,000 $10,767,921 +$2,094,932 $16.93 18
2022 Q3 510,965 $8,777,770 -$6,869,686 $17.18 12
2022 Q2 910,346 $15,770,481 -$852,282 $18.03 14
2022 Q1 969,176 $18,797,896 +$2,362,253 $19.41 13
2021 Q4 848,809 $16,298,680 +$2,857,614 $19.20 18
2021 Q3 721,331 $13,853,000 -$3,149,576 $19.20 15
2021 Q2 885,132 $17,606,000 -$10,273,270 $19.90 15
2021 Q1 1,411,838 $25,337,000 +$214,851 $17.90 16
2020 Q4 1,395,338 $23,150,472 -$2,720,150 $16.59 15
2020 Q3 1,565,304 $23,269,358 -$813,032 $14.83 18
2020 Q2 2,145,023 $31,854,539 +$4,177,069 $14.85 20
2020 Q1 1,524,249 $24,650,763 +$3,452,521 $16.16 18
2019 Q4 1,284,583 $23,403,227 -$2,139 $18.22 23
2019 Q3 1,143,631 $21,820,218 -$3,803,699 $19.08 21
2019 Q2 1,339,624 $27,303,013 +$27,101,360 $20.40 21
2019 Q1 9,885 $216,187 -$73,987 $21.87 1
2018 Q4 13,268 $294,020 -$5,137,000 $22.16 1
2018 Q3 239,568 $5,438,184 +$1,339,956 $22.70 2
2018 Q2 180,539 $4,202,880 -$1,442,031 $23.28 2
2018 Q1 242,483 $5,806,770 +$514,829 $23.95 2
2017 Q4 220,986 $5,365,000 +$5,365,000 $24.28 1
2017 Q2 0 $0 -$1,265,000 $14.36 0
2017 Q1 50,388 $1,265,000 +$1,265,000 $25.11 1
2016 Q4 0 $0 -$925,000 $14.36 0
2016 Q3 36,912 $925,000 +$925,000 $25.06 1