RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2015 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
RIV on NYSE
Shares outstanding
27,445,162
Price per share
$12.00
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
10,054,699
Total reported value
$118,089,629
% of total 13F portfolios
0%
Share change
+4,186,169
Value change
+$49,111,106
Number of holders
57
Price from insider filings
$12.00
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
SIT INVESTMENT ASSOCIATES INC 10% $34,580,904 2,881,742 Sit Investment Associates, Inc. 31 Oct 2025
MORGAN STANLEY 8.2% $20,391,036 1,768,520 Morgan Stanley 31 Mar 2025

As of 31 Dec 2025, 57 institutional investors reported holding 10,054,699 shares of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV). This represents 37% of the company’s total 27,445,162 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) together control 34% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
SIT INVESTMENT ASSOCIATES INC 10% 2,771,040 +1375% 0.64% $32,532,000
MORGAN STANLEY 6.3% 1,732,561 -2.7% 0% $20,340,270
Penserra Capital Management LLC 2.4% 664,632 +10% 0.09% $7,802,000
LPL Financial LLC 1.8% 501,019 -2.9% 0% $5,881,959
Yakira Capital Management, Inc. 1.6% 446,668 1.8% $5,243,883
ABSOLUTE INVESTMENT ADVISERS, LLC 1.4% 384,389 0.52% $4,558,815
Arete Wealth Advisors, LLC 1.4% 377,169 0.27% $4,428,000
BANK OF AMERICA CORP /DE/ 1.1% 311,461 +563% 0% $3,656,551
WELLS FARGO & COMPANY/MN 1% 276,789 +7.9% 0% $3,249,495
ROYAL BANK OF CANADA 0.72% 197,925 +3.8% 0% $2,324,000
READYSTATE ASSET MANAGEMENT LP 0.71% 194,655 0.1% $2,285,250
ENVESTNET ASSET MANAGEMENT INC 0.67% 184,890 -4.1% 0% $2,170,609
PRINCIPAL SECURITIES, INC. 0.64% 175,883 -4.3% 0.03% $2,064,866
Quarry LP 0.56% 153,570 +97% 0.44% $1,802,912
Tennessee Valley Asset Management Partners 0.5% 137,835 -5.2% 0.21% $1,618,188
Everstar Asset Management, LLC 0.49% 135,467 +17% 0.89% $1,590,524
Baird Financial Group, Inc. 0.44% 120,777 +5.3% 0% $1,417,922
OSAIC HOLDINGS, INC. 0.44% 119,803 +5.4% 0% $1,406,515
Marks Group Wealth Management, Inc 0.42% 115,399 0% 0.13% $1,354,784
NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.32% 87,852 -0.36% 0.05% $1,031,391
STIFEL FINANCIAL CORP 0.32% 87,299 -31% 0% $1,024,897
NOMURA HOLDINGS INC 0.31% 83,864 -16% 0.01% $984,563
Opal Wealth Advisors, LLC 0.25% 69,843 +67% 0.21% $819,957
RAYMOND JAMES FINANCIAL INC 0.22% 59,710 -11% 0% $700,999
Advisor OS, LLC 0.22% 59,496 +11% 0.06% $698,483

Institutional Holders of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 10,054,699 $118,089,629 +$49,111,106 $11.74 57
2025 Q3 5,898,449 $70,823,119 +$9,763,765 $12.00 52
2025 Q2 5,114,194 $62,696,992 +$547,246 $12.26 48
2025 Q1 4,942,139 $58,202,269 +$1,289,968 $11.79 46
2024 Q4 5,019,951 $57,685,309 +$1,484,798 $11.49 48
2024 Q3 4,867,516 $62,889,951 -$1,947,703 $12.92 44
2024 Q2 4,960,410 $60,768,944 +$455,980 $12.25 48
2024 Q1 4,938,823 $59,168,132 -$504,933 $12.04 52
2023 Q4 5,002,700 $55,012,786 +$3,193,917 $10.99 53
2023 Q3 4,610,113 $48,452,318 -$1,033,524 $10.51 42
2023 Q2 4,695,700 $53,721,152 +$1,851,460 $11.44 46
2023 Q1 4,522,395 $51,356,983 +$1,765,229 $11.36 47
2022 Q4 4,098,008 $50,312,047 +$16,925,585 $12.28 39
2022 Q3 2,720,022 $33,130,000 +$1,598,264 $12.18 31
2022 Q2 2,574,326 $36,332,000 -$2,546,658 $14.12 31
2022 Q1 2,712,463 $43,315,000 -$10,734,216 $15.97 34
2021 Q4 3,385,205 $53,985,000 +$21,618,233 $15.95 40
2021 Q3 2,056,367 $34,956,000 +$2,067,099 $17.00 32
2021 Q2 1,947,242 $35,753,000 +$4,540,287 $18.36 27
2021 Q1 1,700,928 $29,665,488 -$1,087,770 $17.44 29
2020 Q4 1,754,251 $28,242,000 +$119,879 $16.10 23
2020 Q3 1,750,336 $25,089,000 +$93,838 $14.33 24
2020 Q2 1,742,212 $25,853,000 +$379,124 $14.84 22
2020 Q1 1,740,185 $21,614,000 -$3,838,380 $12.42 28
2019 Q4 2,006,367 $32,748,000 +$15,336,204 $16.32 26
2019 Q3 897,662 $15,487,000 +$3,212,145 $17.28 22
2019 Q2 711,463 $12,126,000 -$1,145,687 $17.04 20
2019 Q1 781,137 $12,889,000 -$976,958 $16.50 22
2018 Q4 840,573 $13,658,000 +$4,965,285 $16.25 21
2018 Q3 531,543 $9,971,000 +$2,521,334 $18.75 18
2018 Q2 396,249 $8,167,000 -$501,896 $20.61 14
2018 Q1 420,917 $8,564,000 -$4,975,293 $20.34 13
2017 Q4 668,240 $13,429,000 +$7,420,083 $20.02 21
2017 Q3 295,618 $6,100,000 -$2,870,674 $20.60 12
2017 Q2 436,802 $8,722,000 +$1,115,516 $19.97 10
2017 Q1 380,910 $7,473,000 +$2,986,014 $19.62 9
2016 Q4 229,233 $4,331,000 +$316,205 $18.89 9
2016 Q3 151,042 $2,998,000 -$21,816 $19.85 8
2016 Q2 155,686 $2,953,000 +$1,694,436 $18.97 7
2016 Q1 66,860 $1,216,000 +$1,191,000 $18.18 4
2015 Q4 1,240 $25,000 +$25,000 $20.16 1