Innovator ETFs Trust - Innovator S&P 500 Ultra Buffer ETF - October (UOCT) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2018 to Q4 2025

Type / Class
Equity / Innovator S&P 500 Ultra Buffer ETF - October
Symbol
UOCT
Shares outstanding
6,158,667
Price per share
$39.36
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
4,281,742
Total reported value
$167,186,281
% of total 13F portfolios
0%
Share change
+1,960,630
Value change
+$76,573,780
Number of holders
92
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Innovator ETFs Trust - Innovator S&P 500 Ultra Buffer ETF - October (UOCT) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Brookstone Capital Management 27% +2545% $63,884,399 +$61,603,326 1,649,907 +2701% Brookstone Capital Management, LLC 30 Nov 2025

As of 31 Dec 2025, 92 institutional investors reported holding 4,281,742 shares of Innovator ETFs Trust - Innovator S&P 500 Ultra Buffer ETF - October (UOCT). This represents 70% of the company’s total 6,158,667 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Innovator ETFs Trust - Innovator S&P 500 Ultra Buffer ETF - October (UOCT) together control 59% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Brookstone Capital Management 27% 1,669,155 +2011% 0.75% $65,167,150
COMMONWEALTH EQUITY SERVICES, LLC 6.3% 387,635 +21% 0.02% $15,134,030
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 2.3% 140,047 -35% 0.33% $5,467,715
KFG WEALTH MANAGEMENT, LLC 2.2% 137,124 +134% 0.72% $5,353,576
CWM, LLC 2% 122,419 +8.9% 0.01% $4,779,000
MERCER GLOBAL ADVISORS INC /ADV 1.7% 107,375 -7% 0.01% $4,192,135
Kestra Advisory Services, LLC 1.5% 91,039 +0.14% 0.01% $3,554,345
Advisory Services Network, LLC 1.5% 90,684 +4.4% 0.05% $3,540,485
Spire Wealth Management 1.4% 86,868 +301% 0.11% $3,391,344
ENVESTNET ASSET MANAGEMENT INC 1.2% 73,376 +6.8% 0% $2,864,746
OSAIC HOLDINGS, INC. 1.2% 71,324 +17% 0% $2,784,595
IMG Wealth Management, Inc. 1.1% 66,681 -4% 1.7% $2,603,360
CENTRAL VALLEY ADVISORS, LLC 1% 62,146 +0.61% 0.72% $2,426,306
Orion Porfolio Solutions, LLC 0.88% 54,056 +8.8% 0.02% $2,110,454
LPL Financial LLC 0.88% 53,922 +0.99% 0% $2,105,223
FOUNDATIONS INVESTMENT ADVISORS, LLC 0.86% 53,001 +191% 0.03% $2,069,265
RAYMOND JAMES FINANCIAL INC 0.82% 50,244 +66% 0% $1,961,626
SageView Advisory Group, LLC 0.79% 48,460 +11% 0.06% $1,891,976
Cetera Investment Advisers 0.76% 46,884 +17% 0% $1,830,444
TRUIST FINANCIAL CORP 0.71% 43,851 -0.68% 0% $1,712,031
Wood Tarver Financial Group, LLC 0.67% 41,327 -4.4% 0.45% $1,613,000
Sonoma Allocations LLC 0.63% 39,103 +50% 0.51% $1,541,245
MML INVESTORS SERVICES, LLC 0.62% 38,276 +311% 0% $1,494,372
Bedel Financial Consulting, Inc. 0.59% 36,171 0% 0.15% $1,412,181
Berger Financial Group, Inc 0.55% 34,116 +156% 0.08% $1,331,957

Institutional Holders of Innovator ETFs Trust - Innovator S&P 500 Ultra Buffer ETF - October (UOCT) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 4,281,742 $167,186,281 +$76,573,780 $39.04 92
2025 Q3 2,290,834 $88,029,151 -$17,843,467 $38.43 68
2025 Q2 2,752,146 $101,312,136 -$91,143,486 $36.78 77
2025 Q1 5,254,093 $181,534,128 +$52,690,523 $34.55 77
2024 Q4 3,727,437 $131,538,839 +$70,486,814 $35.28 78
2024 Q3 1,262,522 $43,952,227 -$2,439,552 $34.81 58
2024 Q2 1,333,467 $45,180,632 +$25,865 $34.26 59
2024 Q1 1,331,225 $44,719,685 -$14,578,471 $33.59 55
2023 Q4 1,759,425 $56,972,640 +$10,822,203 $32.37 54
2023 Q3 1,425,900 $43,518,464 +$2,402,690 $30.52 39
2023 Q2 1,305,711 $39,000,405 -$5,350,642 $29.87 48
2023 Q1 1,434,241 $40,935,308 -$13,166,148 $28.52 47
2022 Q4 1,928,663 $52,731,794 +$5,333,272 $27.28 50
2022 Q3 1,593,137 $41,795,889 +$22,641,611 $26.27 35
2022 Q2 727,532 $19,193,816 +$6,388,293 $26.38 32
2022 Q1 471,444 $13,316,155 -$4,372,527 $28.31 37
2021 Q4 632,811 $18,026,579 +$4,661,109 $28.50 40
2021 Q3 302,650 $8,560,097 -$10,013,166 $27.79 26
2021 Q2 765,896 $21,229,169 -$2,502,851 $27.72 30
2021 Q1 853,966 $23,340,205 -$5,501,126 $27.28 32
2020 Q4 1,061,712 $28,680,888 -$12,845,260 $26.94 33
2020 Q3 1,230,189 $32,117,000 -$2,574,344 $25.97 27
2020 Q2 1,334,165 $33,524,000 -$34,153,137 $24.92 27
2020 Q1 2,702,158 $62,258,000 +$29,817,194 $23.01 28
2019 Q4 1,498,496 $37,649,033 +$6,950,162 $24.94 30
2019 Q3 1,205,200 $30,290,239 -$11,802,595 $24.91 27
2019 Q2 1,680,139 $41,897,061 +$10,293,554 $24.76 28
2019 Q1 1,183,637 $28,996,316 +$495,871 $24.19 23
2018 Q4 1,246,679 $28,724,000 +$28,724,000 $23.03 20