Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August (UAUG) Institutional Ownership

13F Institutional Holders and Ownership History from Q3 2019 to Q4 2025

Type / Class
Equity / Innovator U.S. Equity Ultra Buffer ETF - August
Symbol
UAUG
Shares outstanding
4,247,867
Price per share
$40.22
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
4,368,274
Total reported value
$174,387,147
% of total 13F portfolios
0%
Share change
-266,023
Value change
-$10,571,009
Number of holders
86
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August (UAUG) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Brookstone Capital Management 3% -88% $5,087,245 -$62,261,627 127,436 -92% Brookstone Capital Management, LLC 30 Jan 2026

As of 31 Dec 2025, 86 institutional investors reported holding 4,368,274 shares of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August (UAUG). This represents 103% of the company’s total 4,247,867 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August (UAUG) together control 91% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Brookstone Capital Management 39% 1,675,549 +1.6% 0.77% $66,887,916
Broussard Financial Group LLC 9.3% 393,223 0% 13% $15,697,462
RAYMOND JAMES FINANCIAL INC 6.5% 275,807 -3.7% 0% $11,010,215
COMMONWEALTH EQUITY SERVICES, LLC 3.8% 161,033 -1% 0.01% $6,428,440
OSAIC HOLDINGS, INC. 3.7% 158,391 -2.9% 0.01% $6,322,911
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 3.3% 139,083 -7% 0.33% $5,552,193
KFG WEALTH MANAGEMENT, LLC 3.1% 131,444 -4.3% 0.7% $5,247,254
MBL Wealth, LLC 3% 129,279 -1.5% 0.41% $5,160,818
Archer Investment Corp 2% 83,079 -46% 0.75% $3,316,512
Kestra Advisory Services, LLC 1.5% 62,684 -50% 0.01% $2,502,345
Spire Wealth Management 1.4% 60,144 +2.7% 0.08% $2,400,929
ENVESTNET ASSET MANAGEMENT INC 1.4% 59,892 -21% 0% $2,390,889
FIDUCIARY FINANCIAL GROUP, LLC 1.4% 58,579 0% 0.33% $2,338,474
NewCorp Financial Services, Inc. 1.4% 57,531 0% 2% $2,296,638
Berger Financial Group, Inc 1.3% 57,055 -1.9% 0.13% $2,277,636
CENTRAL VALLEY ADVISORS, LLC 1.3% 53,333 0% 0.64% $2,129,050
Strategic Blueprint, LLC 1.1% 48,791 -5.7% 0.12% $1,947,737
Clearstead Advisors, LLC 0.83% 35,416 0% 0.02% $1,413,807
Cambridge Investment Research Advisors, Inc. 0.82% 34,939 -12% 0% $1,395,000
LPL Financial LLC 0.77% 32,870 -7.2% 0% $1,312,170
Cetera Investment Advisers 0.76% 32,442 +2.9% 0% $1,295,085
AssuredPartners Investment Advisors, LLC 0.71% 30,359 +253% 0.18% $1,211,931
MML INVESTORS SERVICES, LLC 0.69% 29,255 -14% 0% $1,167,860
FOUNDATIONS INVESTMENT ADVISORS, LLC 0.66% 28,200 +33% 0.01% $1,125,744
WealthShield Partners, LLC 0.63% 26,705 -1.3% 0.12% $1,066,064

Institutional Holders of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August (UAUG) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 4,368,274 $174,387,147 -$10,571,009 $39.92 86
2025 Q3 4,182,713 $164,317,003 +$78,437,796 $39.31 92
2025 Q2 2,194,589 $82,154,022 -$4,781,111 $37.42 80
2025 Q1 2,349,791 $81,297,868 -$79,574,529 $34.62 87
2024 Q4 4,651,416 $165,163,502 +$878,464 $35.51 93
2024 Q3 4,551,236 $159,482,808 +$51,829,970 $35.03 83
2024 Q2 3,083,227 $103,782,340 -$70,620,255 $33.65 84
2024 Q1 5,196,010 $169,326,124 -$194,294,330 $32.65 84
2023 Q4 11,166,252 $343,447,967 +$133,765,483 $30.74 88
2023 Q3 6,571,750 $188,262,193 +$142,067,787 $28.66 62
2023 Q2 1,609,344 $46,374,186 -$53,273,992 $28.82 44
2023 Q1 3,498,146 $94,641,292 +$25,515,306 $27.05 45
2022 Q4 2,690,741 $70,310,681 +$13,741,883 $26.12 45
2022 Q3 1,957,726 $49,528,501 +$28,208,376 $25.30 29
2022 Q2 813,229 $21,883,772 +$11,320,919 $26.92 17
2022 Q1 386,800 $11,200,843 -$5,300,050 $29.03 20
2021 Q4 570,752 $16,712,683 -$10,549,906 $29.28 21
2021 Q3 1,239,206 $35,249,867 +$26,561,535 $28.45 24
2021 Q2 304,714 $8,704,145 -$3,786,663 $28.56 13
2021 Q1 431,025 $12,168,622 +$196,706 $28.23 17
2020 Q4 456,495 $12,732,553 -$8,906,840 $27.90 23
2020 Q3 739,602 $19,961,398 -$6,189,722 $27.02 17
2020 Q2 974,200 $25,045,000 +$2,996,182 $25.72 14
2020 Q1 865,604 $20,528,000 +$13,183,012 $23.63 13
2019 Q4 304,851 $7,886,000 +$1,099,934 $25.84 14
2019 Q3 251,584 $6,349,000 +$6,349,000 $25.25 10