Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
HERZ on Nasdaq
Shares outstanding
19,481,394
Price per share
$1.96
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
8,675,744
Total reported value
$19,443,631
% of total 13F portfolios
0%
Share change
+136,619
Value change
+$273,220
Number of holders
15
Price from insider filings
$1.96
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
HERZFELD THOMAS J 44% -3.6% $16,365,366 +$2,372,813 8,523,628 +17% Thomas J. Herzfeld, et al. 30 Dec 2025
Herzfeld Erik Mervin 38% -2.7% $14,172,480 +$2,159,128 7,381,500 +18% Erik M. Herzfeld, et al. 07 Jan 2026
Bulldog Investors, LLP 0.04% -100% $16,061 -$1,871,609 6,720 -99% Phillip Goldstein 31 Mar 2025

As of 31 Dec 2025, 15 institutional investors reported holding 8,675,744 shares of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ). This represents 45% of the company’s total 19,481,394 outstanding shares.

Top 23 Institutional Shareholders

The largest institutional shareholders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) together control 45% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Thomas J. Herzfeld Advisors, Inc. 30% 5,841,928 -4.2% 4.4% $12,969,080
ENVESTNET ASSET MANAGEMENT INC 11% 2,170,290 +34% 0% $4,818,045
CHOREO, LLC 2.1% 417,489 -5% 0.01% $1,110,395
OSAIC HOLDINGS, INC. 0.29% 55,888 +47% 0% $124,052
Hunting Hill Global Capital, LLC 0.21% 40,401 -7.3% 0.09% $89,690
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.2% 39,132 -59% 0.01% $86,873
Corient Private Wealth LLC 0.14% 27,619 +20% 0% $61,315
Cetera Investment Advisers 0.13% 24,598 0% $54,608
MORGAN STANLEY 0.11% 20,638 +0% 0% $45,817
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.1% 20,021 +31% 0% $44,446
Kestra Advisory Services, LLC 0.05% 10,563 0% 0% $23,450
ROYAL BANK OF CANADA 0.02% 4,087 -21% 0% $9,000
JPMORGAN CHASE & CO 0.01% 2,867 0% 0% $6,365
CoreCap Advisors, LLC 0% 222 0% 0% $493
WELLS FARGO & COMPANY/MN 0% 1 0% 0% $2
Virtu Financial LLC 0% 0 -100% $0
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0% 0 -100% $0
CSS LLC/IL 0% 0 -100% $0
CITADEL ADVISORS LLC 0% 0 -100% $0
UBS Group AG 0% 0 -100% $0
JANE STREET GROUP, LLC 0% 0 -100% $0
Bulldog Investors, LLP 0% 0 -100% $0
Rockefeller Capital Management L.P. 0% 0 -100% $0

Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 8,675,744 $19,443,631 +$273,220 $2.22 15
2025 Q3 8,539,125 $20,325,194 -$1,132,069 $2.38 22
2025 Q2 9,037,482 $22,855,064 +$1,277,722 $2.53 19
2025 Q1 8,530,330 $22,772,657 +$7,679,644 $2.67 17
2024 Q4 5,929,769 $13,856,548 -$478,747 $2.34 25
2024 Q3 6,142,623 $28,176,967 +$1,091,547 $2.26 28
2024 Q2 5,613,946 $13,192,473 -$44,415 $2.35 23
2024 Q1 5,618,467 $14,543,021 -$2,968,043 $2.59 23
2023 Q4 6,727,705 $18,703,060 +$14,302,299 $2.78 23
2023 Q3 1,379,397 $4,607,272 +$1,156,622 $3.34 21
2023 Q2 1,031,179 $4,073,403 +$112,709 $3.95 18
2023 Q1 1,002,866 $3,745,810 +$252,691 $3.74 17
2022 Q4 935,589 $3,443,348 -$37,691 $3.68 21
2022 Q3 937,626 $3,400,000 +$356,219 $3.63 14
2022 Q2 837,006 $3,357,000 +$28,139 $4.01 15
2022 Q1 818,433 $4,346,000 -$866,036 $5.33 15
2021 Q4 975,654 $5,401,000 +$308,915 $5.53 20
2021 Q3 907,184 $5,179,710 -$942,681 $5.71 16
2021 Q2 1,062,683 $6,659,270 +$8,969 $6.27 16
2021 Q1 1,062,341 $6,243,880 -$726,832 $5.88 17
2020 Q4 1,192,654 $6,098,110 -$581,853 $5.11 16
2020 Q3 1,326,309 $4,760,600 -$957,913 $3.60 18
2020 Q2 1,593,496 $5,808,700 -$741,485 $3.70 18
2020 Q1 1,794,909 $6,226,475 +$62,867 $3.47 20
2019 Q4 1,696,558 $11,236,620 -$2,002,171 $6.63 22
2019 Q3 1,940,331 $12,336,360 -$318,402 $6.35 19
2019 Q2 1,990,537 $12,652,358 +$32,467 $6.35 22
2019 Q1 1,993,237 $12,145,850 -$694,144 $5.85 23
2018 Q4 2,111,658 $10,330,900 -$130,121 $4.90 23
2018 Q3 2,130,694 $13,684,420 -$650,138 $6.40 24
2018 Q2 2,229,568 $14,720,600 +$344,384 $6.60 25
2018 Q1 2,177,169 $15,655,186 +$215,562 $7.18 22
2017 Q4 2,147,180 $15,353,150 +$2,499,079 $7.15 24
2017 Q3 1,791,072 $12,987,250 +$2,050,642 $7.25 23
2017 Q2 1,437,707 $10,350,000 +$1,528,674 $7.19 18
2017 Q1 1,323,579 $9,366,000 +$2,151,367 $7.08 25
2016 Q4 1,020,793 $6,861,000 +$1,365,898 $6.72 24
2016 Q3 817,798 $5,129,000 +$938,032 $6.28 21
2016 Q2 668,739 $4,086,000 -$30,577 $6.10 20
2016 Q1 668,334 $4,685,000 +$80,249 $7.00 20
2015 Q4 691,093 $4,589,000 +$256,447 $6.64 17
2015 Q3 615,124 $4,230,000 +$231,702 $7.03 16
2015 Q2 575,160 $5,454,000 +$927,179 $9.45 16
2015 Q1 478,500 $4,433,000 -$1,143,518 $9.30 16
2014 Q4 608,271 $5,408,000 +$361,815 $8.90 19
2014 Q3 533,802 $4,271,000 +$499,489 $8.00 14
2014 Q2 475,079 $3,874,000 +$678,979 $8.16 14
2014 Q1 387,940 $3,171,000 -$205,638 $8.16 10