| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Great Elm Strategic Partnership I, LLC | 11% | $15,613,765 | 1,558,260 | Great Elm Strategic Partnership I, LLC | 30 Sep 2025 | |||
| Great Elm Group, Inc. | 9.7% | -13% | $15,144,777 | -$889,803 | 1,358,276 | -5.5% | Great Elm Group, Inc. | 07 Oct 2025 |
| Smith Booker | 9.9% | $14,112,600 | 1,290,000 | Poor Richard LLC | 27 Aug 2025 | |||
| Northern Right Capital Management, L.P. | 6.2% | -18% | $8,765,449 | +$6,182 | 874,804 | +0.07% | Drapkin Matthew A | 04 Nov 2025 |
As of 31 Dec 2025, 26 institutional investors reported holding 1,463,902 shares of Great Elm Capital Corp. - Common Stock, par value $0.01 per share (GECC). This represents 10% of the company’s total 14,000,539 outstanding shares.
The largest institutional shareholders of Great Elm Capital Corp. - Common Stock, par value $0.01 per share (GECC) together control 10% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Northern Right Capital Management, L.P. | 5.7% | 798,471 | 0% | 1.5% | $5,625,228 |
| Cruiser Capital Advisors, LLC | 0.93% | 130,827 | -8% | 0.79% | $921,676 |
| Squarepoint Ops LLC | 0.76% | 106,079 | +248% | 0% | $747,327 |
| Curi Capital, LLC | 0.43% | 60,000 | 0.01% | $422,700 | |
| Granby Capital Management, LLC | 0.36% | 50,000 | 0.19% | $352,300 | |
| TWO SIGMA INVESTMENTS, LP | 0.35% | 49,526 | 0% | $348,911 | |
| CITADEL ADVISORS LLC | 0.28% | 39,257 | 0% | $276,566 | |
| JANE STREET GROUP, LLC | 0.22% | 31,231 | 0% | $220,022 | |
| Papamarkou Wellner Asset Management inc. | 0.22% | 30,200 | +55% | 0.13% | $212,759 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.21% | 29,306 | 0% | $206,461 | |
| MARSHALL WACE, LLP | 0.2% | 27,505 | -59% | 0% | $193,635 |
| Crestwood Advisors Group, LLC | 0.19% | 26,625 | +8.8% | 0% | $187,573 |
| Ethos Financial Group, LLC | 0.19% | 26,309 | 0% | 0.01% | $185,347 |
| TrueMark Investments, LLC | 0.15% | 20,994 | 0.03% | $147,903 | |
| NORTHERN TRUST CORP | 0.09% | 11,910 | 0% | 0% | $83,906 |
| Rockefeller Capital Management L.P. | 0.07% | 10,000 | 0% | $70,450 | |
| TRUST CO OF TOLEDO NA /OH/ | 0.03% | 3,874 | 0% | 0% | $27,292 |
| ROYAL BANK OF CANADA | 0.02% | 3,052 | -11% | 0% | $22,000 |
| MORGAN STANLEY | 0.02% | 2,642 | -82% | 0% | $18,620 |
| Allworth Financial LP | 0.01% | 1,400 | 0% | 0% | $9,863 |
| UBS Group AG | 0.01% | 1,326 | +12% | 0% | $9,342 |
| OSAIC HOLDINGS, INC. | 0.01% | 1,074 | +41% | 0% | $7,569 |
| NewEdge Advisors, LLC | 0.01% | 911 | +93% | 0% | $6,418 |
| WELLS FARGO & COMPANY/MN | 0.01% | 882 | -97% | 0% | $6,210 |
| Triumph Capital Management | 0% | 500 | 0% | $3,522 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 1,463,902 | $10,313,608 | +$1,293,530 | $7.04 | 26 |
| 2025 Q3 | 1,257,001 | $12,595,687 | +$1,887,683 | $10.02 | 22 |
| 2025 Q2 | 1,066,919 | $11,377,560 | +$204,410 | $10.66 | 21 |
| 2025 Q1 | 1,047,706 | $10,674,757 | -$2,345,158 | $10.19 | 14 |
| 2024 Q4 | 1,275,547 | $11,409,100 | +$2,164,065 | $10.99 | 14 |
| 2024 Q3 | 1,008,342 | $10,253,047 | -$4,044,496 | $10.16 | 14 |
| 2024 Q2 | 1,385,500 | $14,795,990 | +$115,397 | $10.68 | 16 |
| 2024 Q1 | 1,374,348 | $15,197,818 | +$51,406 | $11.06 | 16 |
| 2023 Q4 | 1,370,239 | $14,584,522 | -$95,593 | $10.64 | 18 |
| 2023 Q3 | 1,377,655 | $13,592,620 | +$335,160 | $9.87 | 14 |
| 2023 Q2 | 1,353,015 | $10,503,166 | -$561,169 | $7.76 | 17 |
| 2023 Q1 | 1,403,595 | $12,645,909 | +$2,319,899 | $9.00 | 10 |
| 2022 Q4 | 1,149,866 | $9,532,002 | +$147,218 | $8.29 | 10 |
| 2022 Q3 | 1,130,672 | $10,516,028 | -$435,245 | $9.31 | 8 |
| 2022 Q2 | 1,166,985 | $14,589,000 | +$8,594,235 | $12.50 | 9 |
| 2022 Q1 | 474,375 | $6,964,000 | +$6,964,000 | $14.68 | 10 |
| 2018 Q4 | 0 | $0 | -$485 | $7.25 | 0 |
| 2018 Q3 | 50 | $485 | $9.70 | 1 | |
| 2018 Q2 | 50 | $462 | $9.24 | 1 | |
| 2018 Q1 | 50 | $461 | +$461 | $9.22 | 1 |