FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock (PFD) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
PFD on NYSE
Shares outstanding
12,909,452
Price per share
$11.84
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
3,736,813
Total reported value
$44,297,919
% of total 13F portfolios
0%
Share change
+206,710
Value change
+$2,444,974
Number of holders
49
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock (PFD) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
SIT INVESTMENT ASSOCIATES INC 8.4% $12,763,317 1,084,394 Sit Investment Associates, Inc. 30 Sep 2025

As of 31 Dec 2025, 49 institutional investors reported holding 3,736,813 shares of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock (PFD). This represents 29% of the company’s total 12,909,452 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock (PFD) together control 28% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
SIT INVESTMENT ASSOCIATES INC 9.1% 1,176,356 +8.5% 0.27% $13,963,000
CIBC Private Wealth Group LLC 3.4% 441,364 0% 0.01% $5,238,991
MORGAN STANLEY 2.3% 292,438 +15% 0% $3,471,239
Fiera Capital Corp 1.4% 179,838 +81% 0.01% $2,134,677
MGO ONE SEVEN LLC 1.3% 163,636 -2.8% 0.04% $1,942,359
BANK OF AMERICA CORP /DE/ 1.2% 161,268 -1.1% 0% $1,914,247
UBS Group AG 0.95% 122,935 +0.83% 0% $1,459,239
Smith Asset Management Co., LLC 0.82% 105,918 -1% 0.97% $1,180,255
LPL Financial LLC 0.69% 89,580 +33% 0% $1,063,317
UMB Bank, n.a. 0.67% 86,373 0% 0.01% $1,025,248
WELLS FARGO & COMPANY/MN 0.66% 85,730 +13% 0% $1,017,627
OSAIC HOLDINGS, INC. 0.64% 83,011 +0.76% 0% $985,337
Calamos Advisors LLC 0.54% 69,159 +32% 0% $820,917
Lido Advisors, LLC 0.52% 66,880 0% 0% $803,898
ROYAL BANK OF CANADA 0.46% 58,912 -4.2% 0% $699,000
1607 Capital Partners, LLC 0.44% 56,600 +56% 0.05% $671,842
ROBINSON CAPITAL MANAGEMENT, LLC 0.43% 55,073 +0.12% 0.27% $653,717
Pathway Financial Advisors LLC 0.37% 48,196 0% 0.07% $578,832
RAYMOND JAMES FINANCIAL INC 0.36% 46,574 +28% 0% $552,830
COMMONWEALTH EQUITY SERVICES, LLC 0.3% 38,999 +1.1% 0% $462,910
AQR Arbitrage LLC 0.28% 35,599 -41% 0.01% $422,560
GUGGENHEIM CAPITAL LLC 0.26% 33,033 -1.3% 0% $392,102
Bridgewealth Advisory Group, LLC 0.2% 25,590 -7.7% 0.07% $303,757
CARY STREET PARTNERS FINANCIAL LLC 0.18% 23,135 +58% 0.01% $274,612
LongView Wealth Management 0.16% 20,450 0% 0.06% $243,151

Institutional Holders of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock (PFD) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 3,736,813 $44,297,919 +$2,444,974 $11.87 49
2025 Q3 3,530,103 $42,316,588 +$6,587,493 $12.02 52
2025 Q2 2,991,423 $33,835,220 +$1,750,229 $11.31 47
2025 Q1 2,856,103 $31,727,469 +$1,243,828 $11.22 48
2024 Q4 2,748,558 $30,880,988 +$1,367,392 $11.24 47
2024 Q3 2,509,883 $29,969,013 +$2,732,609 $11.95 45
2024 Q2 2,364,844 $24,681,801 +$2,916,543 $10.44 45
2024 Q1 2,091,961 $22,168,554 +$4,264,378 $10.61 43
2023 Q4 1,692,880 $16,738,484 +$972,522 $9.88 43
2023 Q3 1,570,327 $14,330,066 +$334,280 $9.13 41
2023 Q2 1,513,858 $14,925,230 +$239,034 $9.86 33
2023 Q1 1,490,200 $15,799,603 +$1,355,065 $10.61 40
2022 Q4 1,357,847 $15,087,991 +$1,559,299 $11.11 41
2022 Q3 1,228,153 $13,026,713 +$2,120,042 $10.61 36
2022 Q2 1,026,674 $12,887,900 -$612,374 $12.55 36
2022 Q1 1,081,943 $14,962,464 +$1,868,087 $13.86 43
2021 Q4 923,216 $16,156,219 +$1,501,793 $17.50 43
2021 Q3 882,823 $13,869,538 -$4,361,746 $15.75 41
2021 Q2 1,155,258 $19,286,537 -$146,620 $16.69 44
2021 Q1 1,161,688 $20,584,058 +$95,838 $17.71 41
2020 Q4 1,151,653 $21,815,349 +$5,527,482 $18.95 41
2020 Q3 818,063 $13,498,147 +$694,832 $16.50 32
2020 Q2 775,709 $11,265,608 +$949,945 $14.52 32
2020 Q1 719,876 $8,683,533 -$821,307 $12.06 33
2019 Q4 790,943 $12,308,999 -$1,097,887 $15.56 30
2019 Q3 782,589 $11,688,392 -$1,084,715 $14.93 28
2019 Q2 855,575 $12,603,004 -$87,930 $14.72 31
2019 Q1 864,123 $11,891,585 +$123,240 $13.76 36
2018 Q4 862,227 $9,955,651 +$938,060 $11.54 36
2018 Q3 780,708 $10,133,937 +$781,379 $12.98 32
2018 Q2 719,755 $9,744,184 +$459,202 $13.54 29
2018 Q1 686,496 $9,325,605 +$1,000,979 $13.58 30
2017 Q4 607,403 $9,096,322 -$607,166 $14.98 27
2017 Q3 645,183 $9,725,486 +$1,707,303 $15.15 29
2017 Q2 529,373 $8,329,997 -$655,737 $15.74 26
2017 Q1 571,423 $8,629,063 +$741,999 $15.09 21
2016 Q4 453,853 $6,557,896 +$83,603 $14.48 24
2016 Q3 437,175 $6,603,712 +$474,568 $15.14 22
2016 Q2 405,774 $6,347,960 -$1,246,999 $15.63 21
2016 Q1 486,570 $6,885,558 +$1,629,290 $14.19 23
2015 Q4 359,362 $4,665,436 +$576,361 $12.93 21
2015 Q3 327,462 $4,117,702 +$546,737 $12.54 23
2015 Q2 267,803 $3,650,508 +$9,807 $13.58 18
2015 Q1 266,874 $4,060,217 -$587,271 $15.17 18
2014 Q4 307,787 $4,335,580 -$110,180 $14.08 21
2014 Q3 321,120 $4,405,673 +$166,397 $13.71 19
2014 Q2 308,740 $4,502,656 -$63,021 $14.59 23
2014 Q1 311,395 $4,318,946 -$163,644 $13.87 19