First Trust Exchange-Traded Fund III - First Trust New York Municipal High Income ETF (FMNY) Institutional Ownership

13F Institutional Holders and Ownership History from Q2 2021 to Q4 2025

Type / Class
Equity / First Trust New York Municipal High Income ETF
Symbol
FMNY
Shares outstanding
799,591
Price per share
$26.80
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
692,126
Total reported value
$18,475,048
% of total 13F portfolios
0%
Share change
+70,764
Value change
+$1,959,160
Number of holders
21
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded Fund III - First Trust New York Municipal High Income ETF (FMNY) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 4.9% $1,015,415 39,100 First Trust Portfolios L.P. 30 Jun 2025

As of 31 Dec 2025, 21 institutional investors reported holding 692,126 shares of First Trust Exchange-Traded Fund III - First Trust New York Municipal High Income ETF (FMNY). This represents 87% of the company’s total 799,591 outstanding shares.

Top 21 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded Fund III - First Trust New York Municipal High Income ETF (FMNY) together control 87% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Magnus Financial Group LLC 41% 329,205 +2.9% 0.67% $8,788,132
Hennion & Walsh Asset Management, Inc. 19% 155,121 +45% 0.14% $4,140,955
FLOW TRADERS U.S. LLC 4.3% 34,092 -36% 0.03% $910,000
OSAIC HOLDINGS, INC. 3.5% 28,243 -4% 0% $754,114
COMMONWEALTH EQUITY SERVICES, LLC 2.5% 19,891 +38% 0% $531,000
NAPLES GLOBAL ADVISORS, LLC 2% 16,200 0% 0.03% $432,459
FIRST TRUST ADVISORS LP 1.9% 15,424 -50% 0% $411,743
Emergent Wealth Advisors, LLC 1.9% 15,229 0.23% $406,551
Cetera Investment Advisers 1.8% 14,242 0% $380,189
JANE STREET GROUP, LLC 1.6% 12,982 -26% 0% $346,554
GOLDMAN SACHS GROUP INC 1.5% 12,374 0% $330,324
Platform Technology Partners 1.4% 11,232 0% 0.06% $299,845
LPL Financial LLC 1.2% 9,912 0% $264,601
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1.1% 8,808 0% $235,130
Kestra Advisory Services, LLC 0.85% 6,767 0% $180,649
IFP Advisors, Inc 0.16% 1,255 0% 0% $33,502
Smithfield Trust Co 0.07% 550 0% $14,000
JPMORGAN CHASE & CO 0.05% 375 0% 0% $10,011
OGOREK ANTHONY JOSEPH /NY/ /ADV 0.02% 176 -99% 0% $4,000
UBS Group AG 0.01% 47 -95% 0% $1,255
MORGAN STANLEY 0% 1 -50% 0% $34

Institutional Holders of First Trust Exchange-Traded Fund III - First Trust New York Municipal High Income ETF (FMNY) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 692,126 $18,475,048 +$1,959,160 $26.70 21
2025 Q3 621,362 $16,439,515 +$3,281,631 $26.49 14
2025 Q2 498,168 $12,936,908 +$1,094,096 $25.97 13
2025 Q1 455,877 $11,984,064 -$354,460 $26.29 12
2024 Q4 468,909 $12,495,609 +$640,587 $26.65 14
2024 Q3 444,144 $12,138,485 -$158,351 $27.33 13
2024 Q2 450,826 $12,076,627 -$982,140 $26.79 14
2024 Q1 476,478 $12,856,392 +$1,271,634 $26.98 14
2023 Q4 440,057 $11,939,679 +$3,175,227 $27.14 11
2023 Q3 323,054 $8,221,116 -$1,105,484 $25.45 7
2023 Q2 364,824 $9,694,691 -$1,875,835 $26.57 10
2023 Q1 435,342 $11,659,892 +$1,887,241 $26.78 11
2022 Q4 364,883 $9,648,918 +$2,968,955 $26.44 10
2022 Q3 280,309 $7,132,779 -$399,014 $25.45 9
2022 Q2 295,283 $7,818,998 +$383,268 $26.48 7
2022 Q1 278,326 $7,734,829 -$3,839,770 $27.79 6
2021 Q4 414,115 $12,538,540 +$184,437 $30.28 8
2021 Q3 409,364 $12,264,126 -$1,785,167 $29.96 7
2021 Q2 467,248 $14,160,621 +$14,160,621 $30.30 7