FIRST TRUST EXCHANGE-TRADED FUND IV - Structured Credit Income Opportunities ETF (SCIO) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2024 to Q4 2025

Type / Class
Equity / Structured Credit Income Opportunities ETF
Symbol
SCIO
Shares outstanding
5,551,337
Price per share
$20.83
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
4,242,674
Total reported value
$88,247,730
% of total 13F portfolios
0%
Share change
+1,932,799
Value change
+$40,206,310
Number of holders
46
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FIRST TRUST EXCHANGE-TRADED FUND IV - Structured Credit Income Opportunities ETF (SCIO) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
STRATEGIC PLANNING GROUP, LLC 14% -44% $16,455,307 +$1,146,486 788,845 +7.5% STRATEGIC PLANNING GROUP, LLC 31 Dec 2025
FOUNDATIONS INVESTMENT ADVISORS, LLC 6.7% $4,045,336 194,909 FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
FIRST TRUST PORTFOLIOS LP 1.8% -72% $967,930 +$408,458 46,636 +73% First Trust Portfolios L.P. 30 Sep 2025

As of 31 Dec 2025, 46 institutional investors reported holding 4,242,674 shares of FIRST TRUST EXCHANGE-TRADED FUND IV - Structured Credit Income Opportunities ETF (SCIO). This represents 76% of the company’s total 5,551,337 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of FIRST TRUST EXCHANGE-TRADED FUND IV - Structured Credit Income Opportunities ETF (SCIO) together control 70% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
STRATEGIC PLANNING GROUP, LLC 14% 788,845 +7.5% 2.1% $16,407,982
Ferguson Shapiro LLC 14% 778,722 5% $16,197,418
LEGACY CAPITAL WEALTH MANAGEMENT, LLC 5.7% 318,966 0% 4% $6,634,493
Delta Investment Management, LLC 4.6% 254,274 +48% 0.92% $5,288,897
FOUNDATIONS INVESTMENT ADVISORS, LLC 3.6% 199,532 +2.4% 0.05% $4,150,266
Snowden Capital Advisors LLC 3.6% 197,563 +97% 0.11% $4,109,310
Philip James Wealth Mangement, LLC 2.6% 145,927 -1.8% 0.35% $3,035,283
CRUX WEALTH ADVISORS 2.4% 130,823 1% $2,721,118
DAYMARK WEALTH PARTNERS, LLC 2.3% 126,961 0.08% $2,640,789
Capital Investment Counsel, LLC 2% 112,194 0.32% $2,333,635
Sanctuary Advisors, LLC 1.6% 87,728 +2.1% 0.01% $1,824,745
HARBOUR INVESTMENTS, INC. 1.3% 74,203 +843% 0.03% $1,543,422
Wagner Wealth Management, LLC 1.2% 67,056 +231% 0.3% $1,394,756
Meridian Wealth Management, LLC 1.2% 64,581 0.05% $1,343,285
JANE STREET GROUP, LLC 1.1% 61,570 0% $1,280,656
WINEBRENNER CAPITAL MANAGEMENT LLC 1% 55,778 +0.9% 0.77% $1,160,182
COMMONWEALTH EQUITY SERVICES, LLC 0.97% 53,578 +98% 0% $1,114,430
Brookstone Capital Management 0.94% 52,199 0.01% $1,085,739
HighTower Advisors, LLC 0.91% 50,541 +183% 0% $1,051,254
Farther Finance Advisors, LLC 0.9% 50,130 +291% 0.01% $1,042,710
RFG Advisory, LLC 0.88% 48,894 +117% 0.02% $1,016,995
Prosperity Financial Group, Inc. 0.86% 47,470 0.36% $987,376
CreativeOne Wealth, LLC 0.81% 44,863 +9.8% 0.02% $933,149
FIRST TRUST ADVISORS LP 0.76% 42,173 -9.6% 0% $877,198
Atria Investments, Inc 0.68% 38,021 -53% 0.01% $790,836

Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND IV - Structured Credit Income Opportunities ETF (SCIO) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 4,242,674 $88,247,730 +$40,206,310 $20.80 46
2025 Q3 1,990,909 $41,320,811 +$35,161,643 $20.76 28
2025 Q2 298,475 $6,170,029 -$2,590,010 $20.67 14
2025 Q1 426,539 $8,746,021 -$5,770,219 $20.50 9
2024 Q4 709,234 $14,272,990 -$648,141 $20.12 9
2024 Q3 741,443 $15,251,475 +$104,187 $20.57 9
2024 Q2 743,972 $15,032,427 +$3,067,552 $20.20 7
2024 Q1 592,164 $12,024,177 +$12,024,177 $20.30 5