| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 7.2% | $730,125 | 35,808 | First Trust Portfolios L.P. | 31 Mar 2025 |
As of 31 Dec 2025, 19 institutional investors reported holding 1,168,084 shares of First Trust Exchange-Traded Fund IV - First Trust Commercial Mortgage Opportunities ETF (CAAA). This represents 234% of the company’s total 500,112 outstanding shares.
The largest institutional shareholders of First Trust Exchange-Traded Fund IV - First Trust Commercial Mortgage Opportunities ETF (CAAA) together control 234% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| STAR Financial Bank | 88% | 441,039 | +27% | 4.6% | $9,041,300 |
| Prospera Financial Services Inc | 59% | 296,939 | +0.66% | 0.1% | $6,087,180 |
| Farther Finance Advisors, LLC | 15% | 75,608 | +24% | 0.02% | $1,549,964 |
| FIRST TRUST ADVISORS LP | 14% | 67,790 | -5.8% | 0% | $1,389,695 |
| Integrated Advisors Network LLC | 13% | 67,470 | -53% | 0.06% | $1,383,141 |
| Platform Technology Partners | 12% | 59,570 | +19% | 0.26% | $1,221,182 |
| FLOW TRADERS U.S. LLC | 7.8% | 39,108 | +144% | 0.03% | $802,000 |
| GOLDMAN SACHS GROUP INC | 7.1% | 35,618 | -23% | 0% | $730,169 |
| INSPIRION WEALTH ADVISORS, LLC | 6.1% | 30,393 | -9.8% | 0.08% | $623,057 |
| Belpointe Asset Management LLC | 4.4% | 21,770 | +1.4% | 0.02% | $446,295 |
| Fearless Solutions, LLC dba Best Invest | 2.1% | 10,495 | 0.13% | $215,148 | |
| Ashton Thomas Private Wealth, LLC | 2% | 9,818 | 0% | 0% | $201,269 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0.76% | 3,800 | 0.01% | $77,900 | |
| Geneos Wealth Management Inc. | 0.6% | 3,000 | 0% | 0% | $61,500 |
| OSAIC HOLDINGS, INC. | 0.59% | 2,962 | +196% | 0% | $60,735 |
| HARBOUR INVESTMENTS, INC. | 0.25% | 1,234 | +27% | 0% | $25,297 |
| Financial Network Wealth Advisors LLC | 0.22% | 1,087 | 0.02% | $22,284 | |
| Bank of Jackson Hole Trust | 0.05% | 244 | 0% | 0% | $5,002 |
| UBS Group AG | 0.03% | 139 | -2.8% | 0% | $2,850 |
| JANE STREET GROUP, LLC | 0% | 0 | -100% | $0 | |
| CITADEL ADVISORS LLC | 0% | 0 | -100% | $0 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 1,168,084 | $23,945,968 | +$227,875 | $20.50 | 19 |
| 2025 Q3 | 1,156,945 | $23,737,407 | +$7,968,952 | $20.51 | 18 |
| 2025 Q2 | 785,652 | $16,090,021 | +$6,482,597 | $20.48 | 13 |
| 2025 Q1 | 470,980 | $9,583,189 | -$5,243,260 | $20.34 | 14 |
| 2024 Q4 | 729,210 | $14,715,293 | -$277,221 | $20.18 | 11 |
| 2024 Q3 | 743,085 | $15,397,222 | +$533,397 | $20.72 | 9 |
| 2024 Q2 | 744,111 | $15,004,606 | +$3,220,638 | $20.16 | 7 |
| 2024 Q1 | 584,397 | $11,845,862 | +$11,845,862 | $20.27 | 5 |