Type / Class
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
Shares outstanding
6,144,387
Total 13F shares
5,475,947
Share change
+801,124
Total reported value
$526,446,433
Price per share
$96.12
Number of holders
135
Value change
+$77,661,276
Number of buys
82
Number of sells
38

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q4 2025

As of 31 Dec 2025, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by 135 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,475,947 shares. The largest 10 holders included LPL Financial LLC, RAYMOND JAMES FINANCIAL INC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Cetera Investment Advisers, FIRST TRUST ADVISORS LP, BANK OF AMERICA CORP /DE/, ROYAL BANK OF CANADA, ENVESTNET ASSET MANAGEMENT INC, and ECLECTIC ASSOCIATES INC /ADV. This page lists 135 institutional shareholders reporting positions in this security for the Q4 2025 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.