First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / First Trust Japan AlphaDEX(R) Fund
Symbol
FJP
Shares outstanding
2,855,294
Price per share
$72.28
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
2,620,504
Total reported value
$176,226,055
% of total 13F portfolios
0%
Share change
+92,793
Value change
+$6,311,587
Number of holders
78
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 1.5% -93% $2,482,239 -$37,718,593 43,686 -94% First Trust Portfolios L.P. 28 Feb 2025

As of 31 Dec 2025, 78 institutional investors reported holding 2,620,504 shares of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP). This represents 92% of the company’s total 2,855,294 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP) together control 83% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
OSAIC HOLDINGS, INC. 26% 735,436 -0.69% 0.07% $49,402,952
MORGAN STANLEY 9.5% 271,912 -1.4% 0% $18,265,741
LPL Financial LLC 8.4% 240,113 +15% 0% $16,129,562
ENVESTNET ASSET MANAGEMENT INC 7.6% 215,686 +2.7% 0% $14,488,674
Cetera Investment Advisers 4.2% 119,426 +8.8% 0.01% $8,022,381
Rathbones Group PLC 3.7% 105,313 -2.1% 0.03% $7,074,400
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 3.2% 92,146 -0.85% 0.01% $6,322,116
ASSETMARK, INC 3% 86,895 +2% 0.01% $5,837,172
Holistic Financial Partners 2.4% 67,471 +0.73% 1.6% $4,532,396
Cambridge Investment Research Advisors, Inc. 1.9% 52,879 -0.87% 0.01% $3,552,000
Coppell Advisory Solutions LLC 1.5% 42,869 +22% 0.29% $2,890,873
RAYMOND JAMES FINANCIAL INC 1.5% 41,789 -1.6% 0% $2,807,188
BENJAMIN EDWARDS INC 1.2% 34,952 +24% 0.03% $2,350,001
HighTower Advisors, LLC 1.1% 30,667 +31% 0% $2,060,052
Transamerica Financial Advisors, LLC 1.1% 30,183 +0.48% 0.17% $2,027,528
Concorde Asset Management, LLC 0.89% 25,327 +87% 0.68% $1,701,342
Prospera Financial Services Inc 0.86% 24,420 +4.1% 0.03% $1,640,225
IFP Advisors, Inc 0.84% 23,883 +6.8% 0.04% $1,604,341
STIFEL FINANCIAL CORP 0.79% 22,584 +47% 0% $1,517,060
Bank of New York Mellon Corp 0.74% 21,157 -0.32% 0% $1,421,250
AE Wealth Management LLC 0.68% 19,530 -6.6% 0.01% $1,311,907
Janney Montgomery Scott LLC 0.68% 19,319 +9.4% 0% $1,298,000
Gateway Wealth Partners, LLC 0.66% 18,960 +11% 0.14% $1,273,644
FLOW TRADERS U.S. LLC 0.63% 17,846 0.04% $1,199,000
Atria Investments, Inc 0.62% 17,569 -2.8% 0.01% $1,180,189

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 2,620,504 $176,226,055 +$6,311,587 $67.18 78
2025 Q3 2,522,821 $164,439,613 +$51,049,122 $65.17 71
2025 Q2 2,507,196 $149,778,233 +$6,371,232 $59.72 75
2025 Q1 2,416,211 $132,495,279 -$46,100,656 $54.82 72
2024 Q4 3,323,993 $171,793,353 -$3,272,819 $51.68 80
2024 Q3 3,377,697 $183,142,324 +$6,442,194 $54.25 73
2024 Q2 3,329,948 $171,556,591 -$1,614,993 $51.52 72
2024 Q1 3,351,052 $184,689,747 -$3,239,564 $55.13 72
2023 Q4 3,416,877 $172,227,686 +$74,399 $50.39 73
2023 Q3 3,399,611 $169,132,723 +$9,483,657 $49.74 68
2023 Q2 3,201,923 $153,606,521 +$45,345,291 $47.98 40
2023 Q1 2,256,755 $102,343,134 +$17,536,906 $45.33 23
2022 Q4 1,849,848 $78,546,787 +$53,780,750 $42.46 23
2022 Q3 585,242 $22,092,131 -$336,666 $37.75 19
2022 Q2 593,442 $24,501,000 +$2,593,510 $41.30 20
2022 Q1 526,416 $25,974,420 +$601,186 $49.37 18
2021 Q4 514,171 $25,617,488 -$796,895 $49.82 21
2021 Q3 529,549 $28,128,592 -$2,004,597 $53.02 20
2021 Q2 567,324 $29,035,288 +$423,243 $51.17 22
2021 Q1 549,675 $29,376,666 +$913,534 $53.45 24
2020 Q4 570,794 $29,464,360 -$2,886,829 $51.62 22
2020 Q3 598,337 $29,193,898 -$11,494,533 $48.80 19
2020 Q2 838,846 $38,454,021 -$712,314 $45.84 23
2020 Q1 847,421 $34,194,219 -$7,178,609 $40.35 28
2019 Q4 1,018,126 $51,292,587 -$4,760,569 $50.36 34
2019 Q3 1,110,549 $53,168,417 -$24,317,161 $47.87 38
2019 Q2 1,600,687 $77,091,180 -$34,319,021 $48.16 47
2019 Q1 2,335,349 $116,316,231 +$5,516,655 $49.76 48
2018 Q4 2,239,269 $107,687,507 +$4,057,018 $48.09 46
2018 Q3 2,146,269 $123,674,698 -$4,764,236 $57.62 45
2018 Q2 2,259,014 $123,915,441 +$15,992,296 $55.32 43
2018 Q1 1,938,491 $114,191,516 +$67,950,889 $58.91 44
2017 Q4 784,633 $47,010,032 +$5,002,548 $59.91 37
2017 Q3 701,199 $38,795,491 +$533,205 $55.34 33
2017 Q2 694,072 $36,281,611 +$821,035 $52.27 35
2017 Q1 661,706 $33,704,117 +$3,801,771 $50.94 26
2016 Q4 594,575 $28,295,587 -$2,173,802 $47.59 25
2016 Q3 633,301 $31,215,576 -$104,706,285 $49.29 23
2016 Q2 2,928,527 $132,894,118 -$23,267,243 $45.38 30
2016 Q1 3,429,700 $155,694,909 +$94,031,118 $45.38 29
2015 Q4 1,375,650 $64,875,298 +$15,607,063 $47.16 30
2015 Q3 1,044,672 $46,674,000 -$11,137,845 $44.68 26
2015 Q2 2,527,913 $126,838,062 -$31,933,811 $50.18 37
2015 Q1 3,165,176 $157,953,233 +$129,677,624 $49.95 36
2014 Q4 549,287 $24,789,386 +$1,643,269 $45.13 21
2014 Q3 516,730 $24,138,230 -$89,976,227 $46.67 18
2014 Q2 2,397,794 $114,759,228 +$16,396,780 $47.86 24
2014 Q1 2,056,013 $89,971,066 -$4,814,340 $43.76 19