Q4 2018 13F Holders as of 31 Dec 2018
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
1,828,260
-
Share change
-
+40,972
-
Total reported value
-
$3,584,000
-
Price per share
-
$1.96
-
Number of holders
-
16
-
Value change
-
+$90,028
-
Number of buys
-
4
-
Number of sells
-
5
Institutional Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q4 2018
As of 31 Dec 2018,
EQUUS TOTAL RETURN, INC. - COM (EQS) was held by
16 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,828,260 shares.
The largest 10 holders included
Ancora Advisors, LLC, Bulldog Investors, LLC, West Family Investments, Inc., BOOTHBAY FUND MANAGEMENT, LLC, WYNNEFIELD CAPITAL INC, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., Almitas Capital LLC, ROYAL BANK OF CANADA, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, and SHUFRO ROSE & CO LLC.
This page lists
16
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.