Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
1,060,179
-
Share change
-
+16,926
-
Total reported value
-
$1,973,000
-
Price per share
-
$1.86
-
Number of holders
-
11
-
Value change
-
+$31,816
-
Number of buys
-
2
-
Number of sells
-
5
Institutional Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q3 2016
As of 30 Sep 2016,
EQUUS TOTAL RETURN, INC. - COM (EQS) was held by
11 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,060,179 shares.
The largest 10 holders included
Bulldog Investors, LLC, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., ROYAL BANK OF CANADA, Ancora Advisors, LLC, Thomas J. Herzfeld Advisors, Inc., BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Kazazian Asset Management, LLC, SHUFRO ROSE & CO LLC, BANK OF AMERICA CORP /DE/, and Advisor Group, Inc..
This page lists
11
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.