CAPITAL SOUTHWEST CORP - NOTE 5.125%11/1 Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2024 to Q4 2025

Type / Class
Debt / NOTE 5.125%11/1
Market price (% of par)
99.16%
All holders as of 31 Dec 2025
Q4 2025
Total 13F principal
$219,188,449
Total reported market value
$217,417,901
Principal change
+$14,623,075
Market value change
+$13,713,880
Number of holders
41
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

As of 31 Dec 2025, 41 institutional investors reported holding $219,188,449 in principal (par value) of CAPITAL SOUTHWEST CORP - NOTE 5.125%11/1.

Institutional Holders of CAPITAL SOUTHWEST CORP - NOTE 5.125%11/1 across Reporting Periods

Period Principal Value Change Price (% of par) (Median) Investors
2025 Q4 $219,188,449 $217,417,901 +$13,713,880 99.16% 41
2025 Q3 $188,068,374 $186,661,696 +$7,338,123 99.0% 30
2025 Q2 $181,464,801 $179,064,231 -$3,693,995 98.79% 31
2025 Q1 $185,397,204 $180,951,459 +$19,218,201 97.56% 31
2024 Q4 $165,579,794 $161,143,700 +$153,770,232 97.36% 34