APPLIED OPTOELECTRONICS INC - NOTE 2.750% 1/1 Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2024 to Q4 2025

Type / Class
Debt / NOTE 2.750% 1/1
Market price (% of par)
115.44%
All holders as of 31 Dec 2025
Q4 2025
Total 13F principal
$112,906,000
Total reported market value
$131,567,152
Principal change
+$37,068,099
Market value change
+$43,561,132
Number of holders
14
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

As of 31 Dec 2025, 14 institutional investors reported holding $112,906,000 in principal (par value) of APPLIED OPTOELECTRONICS INC - NOTE 2.750% 1/1.

Institutional Holders of APPLIED OPTOELECTRONICS INC - NOTE 2.750% 1/1 across Reporting Periods

Period Principal Value Change Price (% of par) (Median) Investors
2025 Q4 $112,906,000 $131,567,152 +$43,561,132 115.44% 14
2025 Q3 $90,307,901 $118,117,840 -$3,139,998 100.24% 14
2025 Q2 $89,678,931 $119,102,440 -$1,018,837 97.74% 13
2025 Q1 $85,872,431 $95,254,395 -$14,456,454 77.77% 12
2024 Q4 $91,179,849 $143,210,543 +$139,870,813 111.67% 9