ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
AVK on NYSE
Shares outstanding
43,990,646
Price per share
$12.76
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
12,753,202
Total reported value
$159,987,562
% of total 13F portfolios
0%
Share change
-839,329
Value change
-$10,597,137
Number of holders
97
Price from insider filings
$12.76
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
SIT INVESTMENT ASSOCIATES INC 9.9% $48,907,481 4,355,074 Sit Investment Associates, Inc. 31 Dec 2024

As of 31 Dec 2025, 97 institutional investors reported holding 12,753,202 shares of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK). This represents 29% of the company’s total 43,990,646 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) together control 26% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
SIT INVESTMENT ASSOCIATES INC 5.5% 2,437,672 -27% 0.6% $30,568,000
RAYMOND JAMES FINANCIAL INC 3.5% 1,534,321 +5.3% 0.01% $19,240,384
Penserra Capital Management LLC 3% 1,303,614 +7.4% 0.19% $16,347,000
WELLS FARGO & COMPANY/MN 1.8% 799,373 -8.8% 0% $10,024,127
Advisors Asset Management, Inc. 1.8% 788,747 +6.7% 0.17% $9,890,887
GUGGENHEIM CAPITAL LLC 1.8% 785,038 +15% 0.07% $9,844,377
LPL Financial LLC 1.3% 567,005 +1.6% 0% $7,110,239
MORGAN STANLEY 1.1% 486,277 -7.6% 0% $6,097,939
Koshinski Asset Management, Inc. 1.1% 465,158 +4.3% 0.38% $5,833,079
Arete Wealth Advisors, LLC 0.7% 308,048 +3.9% 0.24% $3,863,000
Baird Financial Group, Inc. 0.68% 300,161 -1.2% 0.01% $3,764,019
FCA CORP /TX 0.53% 231,225 +6% 0.82% $2,899,564
Steward Partners Investment Advisory, LLC 0.5% 217,859 +13% 0.01% $2,731,958
COMMONWEALTH EQUITY SERVICES, LLC 0.37% 163,357 -4.2% 0% $2,048,500
Creative Planning 0.32% 140,680 -0.65% 0% $1,764,127
Cyndeo Wealth Partners, LLC 0.31% 138,145 +17% 0.09% $1,732,343
OSAIC HOLDINGS, INC. 0.27% 117,678 -8.4% 0% $1,475,709
UBS Group AG 0.24% 104,853 -3.8% 0% $1,314,857
Formidable Asset Management, LLC 0.2% 89,316 -4.3% 0.17% $1,142,352
&PARTNERS 0.19% 81,621 0.01% $1,023,530
BANK OF AMERICA CORP /DE/ 0.16% 69,942 +0.18% 0% $877,068
NewEdge Advisors, LLC 0.16% 69,775 -1.3% 0% $874,978
Cambridge Investment Research Advisors, Inc. 0.16% 68,452 -0.03% 0% $858,000
Sanctuary Advisors, LLC 0.15% 67,293 +16% 0% $843,852
Stolper Co 0.14% 61,919 +1.4% 0.23% $776,000

Institutional Holders of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 12,753,202 $159,987,562 -$10,597,137 $12.54 97
2025 Q3 13,615,919 $174,024,219 -$10,322,762 $12.79 95
2025 Q2 14,369,226 $173,960,564 -$5,065,978 $12.11 90
2025 Q1 14,774,260 $170,360,077 -$6,831,557 $11.53 87
2024 Q4 15,358,083 $180,751,036 +$60,561,138 $11.77 91
2024 Q3 9,664,707 $113,464,736 +$19,357,302 $11.74 89
2024 Q2 8,318,214 $99,141,816 -$2,771,194 $11.92 86
2024 Q1 8,522,104 $101,746,772 -$9,254,700 $11.94 86
2023 Q4 9,309,796 $105,961,137 +$2,830,836 $11.38 90
2023 Q3 9,089,026 $95,318,644 +$367,122 $10.49 92
2023 Q2 9,043,366 $105,978,614 +$895,713 $11.72 88
2023 Q1 8,967,967 $103,679,988 -$9,494,267 $11.56 88
2022 Q4 9,727,861 $105,975,016 -$5,093,601 $10.90 91
2022 Q3 10,124,011 $107,692,049 -$6,893,677 $10.63 76
2022 Q2 10,765,553 $129,745,152 +$41,687,063 $12.05 75
2022 Q1 10,949,134 $171,422,872 -$5,069,723 $15.66 77
2021 Q4 11,277,599 $207,963,207 +$3,670,349 $18.46 86
2021 Q3 10,984,730 $197,533,039 +$869,790 $17.98 79
2021 Q2 10,927,916 $210,505,956 -$12,721,171 $19.27 80
2021 Q1 11,514,331 $203,446,968 +$45,912,502 $17.67 80
2020 Q4 8,922,324 $147,402,816 +$6,952,918 $16.52 81
2020 Q3 8,327,220 $115,397,098 -$10,115,576 $13.81 72
2020 Q2 9,028,393 $118,222,704 +$61,923 $13.08 68
2020 Q1 9,011,856 $96,032,432 -$1,247,612 $10.64 70
2019 Q4 9,159,360 $142,378,090 +$2,485,573 $15.55 69
2019 Q3 8,978,582 $130,902,998 -$16,373,952 $14.58 73
2019 Q2 10,085,471 $151,856,343 -$3,079,972 $15.06 66
2019 Q1 10,268,117 $151,565,379 -$7,637,917 $14.76 72
2018 Q4 10,824,196 $135,772,523 +$13,892,620 $12.54 78
2018 Q3 9,423,813 $147,680,471 +$59,705,429 $15.67 73
2018 Q2 5,602,020 $85,650,726 -$9,613,978 $15.29 56
2018 Q1 6,246,739 $94,518,195 -$112,686 $15.08 62
2017 Q4 6,208,020 $98,589,940 -$837,073 $15.88 65
2017 Q3 6,231,788 $100,915,095 -$50,159,956 $16.19 53
2017 Q2 9,331,621 $150,711,075 +$7,793,403 $16.15 55
2017 Q1 8,850,259 $138,598,830 +$4,933,437 $15.66 55
2016 Q4 8,538,115 $125,340,340 +$4,005,378 $14.68 55
2016 Q3 8,274,963 $120,636,290 +$6,459,450 $14.58 55
2016 Q2 7,846,295 $109,451,975 -$3,158,935 $13.95 49
2016 Q1 8,158,488 $107,756,605 +$7,199,638 $13.21 59
2015 Q4 7,705,225 $103,787,200 +$21,376,247 $13.52 63
2015 Q3 5,615,194 $73,990,000 +$3,127,618 $13.17 47
2015 Q2 4,888,610 $79,684,087 +$2,048,019 $16.31 43
2015 Q1 4,775,222 $82,493,172 +$4,055,607 $17.28 50
2014 Q4 4,625,073 $75,610,376 +$1,545,023 $16.35 49
2014 Q3 4,357,568 $75,535,460 -$3,978,282 $17.34 44
2014 Q2 4,551,122 $85,732,998 +$3,733,877 $18.84 40
2014 Q1 4,358,441 $81,244,932 -$2,879,636 $18.58 45