ALPS ETF Trust - Exchange Traded Fund (RFDA) Institutional Ownership

13F Institutional Holders and Ownership History from Q2 2016 to Q4 2025

Type / Class
Equity / Exchange Traded Fund
Symbol
RFDA
Shares outstanding
1,324,985
Price per share
$64.59
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
1,318,423
Total reported value
$84,057,349
% of total 13F portfolios
0%
Share change
+981
Value change
+$62,590
Number of holders
25
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of ALPS ETF Trust - Exchange Traded Fund (RFDA) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
TRUIST FINANCIAL CORP 13% $10,251,690 173,573 TRUIST FINANCIAL CORP 30 Jun 2025

As of 31 Dec 2025, 25 institutional investors reported holding 1,318,423 shares of ALPS ETF Trust - Exchange Traded Fund (RFDA). This represents 100% of the company’s total 1,324,985 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of ALPS ETF Trust - Exchange Traded Fund (RFDA) together control 100% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
RiverFront Investment Group, LLC 19% 246,122 -0.07% 0.26% $15,691,631
Prospera Financial Services Inc 18% 242,818 +4.5% 0.25% $15,481,242
ALPS ADVISORS INC 17% 222,232 -2.4% 0.08% $14,168,512
ENVESTNET ASSET MANAGEMENT INC 13% 178,584 -3.4% 0% $11,385,682
TRUIST FINANCIAL CORP 13% 168,070 -3.8% 0.01% $10,715,381
RAYMOND JAMES FINANCIAL INC 5% 66,795 +2.3% 0% $4,258,526
RETIREMENT PLANNING GROUP, LLC / NY 4.9% 64,467 -2.1% 2.8% $4,110,140
Koshinski Asset Management, Inc. 2.7% 36,121 -2.3% 0.15% $2,302,886
Janney Montgomery Scott LLC 1.2% 15,872 -0.7% 0% $1,012,000
GAMMA Investing LLC 1.1% 15,049 -0.12% 0.05% $959,457
DAVENPORT & Co LLC 0.71% 9,383 +0.99% 0% $598,218
LEIGH BALDWIN & CO., LLC 0.71% 9,355 +0.19% 0.39% $596,000
CITADEL ADVISORS LLC 0.7% 9,313 0% $593,755
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.47% 6,242 +62% 0% $397,962
Elevated Capital Advisors, LLC 0.47% 6,223 -8% 0.09% $396,737
Kestra Advisory Services, LLC 0.37% 4,905 -4.3% 0% $312,697
TWO SIGMA INVESTMENTS, LP 0.34% 4,480 -21% 0% $285,625
Stratos Wealth Partners, LTD. 0.27% 3,530 0% 0% $225,057
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.26% 3,447 0% 0% $220,606
JPMORGAN CHASE & CO 0.19% 2,482 0% 0% $158,241
UBS Group AG 0.08% 1,092 +20% 0% $69,620
EVOLUTION WEALTH MANAGEMENT INC. 0.07% 881 0% 0.05% $56,169
NewEdge Advisors, LLC 0.06% 836 -20% 0% $53,300
MORGAN STANLEY 0.01% 85 -54% 0% $5,419
Luminist Capital LLC 0% 39 0% 0% $2,486

Institutional Holders of ALPS ETF Trust - Exchange Traded Fund (RFDA) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,318,423 $84,057,349 +$62,590 $63.76 25
2025 Q3 1,317,442 $82,933,951 -$1,967,834 $62.95 25
2025 Q2 1,351,182 $78,345,053 +$11,756,608 $58.01 27
2025 Q1 1,147,694 $60,970,868 -$16,059,081 $53.12 23
2024 Q4 1,449,687 $81,061,113 +$5,425,559 $55.92 24
2024 Q3 1,239,245 $68,421,934 -$3,623,903 $55.21 22
2024 Q2 1,308,266 $69,239,176 -$3,074,323 $52.90 23
2024 Q1 1,367,227 $69,396,476 -$206,964 $50.76 24
2023 Q4 1,373,161 $65,454,702 -$5,451,510 $47.67 26
2023 Q3 1,533,841 $67,158,195 +$1,991,951 $43.77 27
2023 Q2 1,486,724 $68,566,337 -$4,742,294 $46.13 29
2023 Q1 1,589,685 $68,457,630 -$9,916,548 $43.06 29
2022 Q4 1,818,547 $76,399,427 -$20,734,320 $41.93 29
2022 Q3 2,486,858 $97,162,000 -$1,352,076 $38.94 25
2022 Q2 2,421,134 $104,508,000 -$1,589,777 $43.05 21
2022 Q1 2,557,220 $122,922,403 -$16,578,150 $48.16 23
2021 Q4 2,799,861 $132,817,615 -$11,525,443 $47.44 23
2021 Q3 3,131,045 $134,906,838 -$523,319 $42.98 20
2021 Q2 3,033,952 $131,973,000 -$4,875,773 $43.47 16
2021 Q1 3,258,419 $132,459,000 +$2,519,514 $40.54 19
2020 Q4 3,194,930 $122,254,000 -$7,495,498 $38.27 19
2020 Q3 3,390,845 $118,990,000 -$13,017,667 $35.00 18
2020 Q2 3,623,080 $118,229,000 +$23,141,607 $32.48 19
2020 Q1 2,874,978 $77,918,000 -$11,796,916 $27.10 16
2019 Q4 3,348,349 $117,310,000 +$20,697,873 $35.04 19
2019 Q3 3,296,230 $107,913,000 -$5,797,651 $32.74 17
2019 Q2 3,473,878 $112,118,000 -$6,641,663 $32.26 17
2019 Q1 3,780,011 $121,115,000 -$2,790,009 $32.11 20
2018 Q4 3,778,004 $106,262,000 -$8,451,221 $28.12 16
2018 Q3 4,064,825 $135,305,000 +$27,431,636 $33.30 14
2018 Q2 3,238,102 $104,858,000 +$539,477 $32.38 15
2018 Q1 3,225,646 $100,979,000 +$46,976,663 $31.31 15
2017 Q4 1,792,472 $56,819,000 +$7,101,188 $31.67 15
2017 Q3 1,566,243 $47,002,000 +$11,910,610 $30.00 13
2017 Q2 1,169,370 $33,232,634 +$12,341,870 $28.43 10
2017 Q1 736,834 $20,539,000 +$9,772,733 $27.89 10
2016 Q4 386,432 $10,399,000 +$6,913,660 $26.98 8
2016 Q3 127,799 $3,321,000 +$2,443,000 $25.97 5
2016 Q2 34,795 $878,000 +$878,000 $25.23 1