R01 Fund LP - 10%+ Owner at NovaBay Pharmaceuticals, Inc.

Insider Transactions and Holdings

Entity Type
Company
Role
10%+ Owner
Issuer Symbol
NBY on NYSE
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There are no Buy or Sell transactions made by R01 Fund LP since 10 Mar 2025

Holdings reported by R01 Fund LP for NovaBay Pharmaceuticals, Inc.

Security Num Shares Value Price $ Transaction Date Ownership Underlying Class Underlying Amount
Common Stock 56,806,080 $74,228,504 $1.31 21 Oct 2025 Direct
Pre-Funded Warrants (Right to Buy) 2,702,703 16 Oct 2025 Direct Common Stock
Series D Non-Voting Convertible Preferred Stock 220,663 16 Oct 2025 Direct Common Stock
Series E Non-Voting Convertible Preferred Stock 134,375 16 Oct 2025 Direct Common Stock

Transactions reported by R01 Fund LP for NovaBay Pharmaceuticals, Inc.

Sym Class Transaction % Value $ * Price $ Shares Shares After Date Ownership
* An asterisk sign (*) next to the price indicates that the price is likely invalid.