| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| HIGHLAND GLOBAL ALLOCATION FUND | Chief Compliance Officer | Common Stock | 869 | $8,490 | $9.77 | 13 Nov 2021 | By employee benefit plan |
| HIGHLAND INCOME FUND\MA | Chief Compliance Officer | Contingent Bonus Award | 2,295 | 02 Jun 2022 | Direct | ||
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST | Chief Compliance Officer | Contingent Bonus Award | 1,756 | 02 Jun 2022 | Direct | ||
| NEXPOINT REAL ESTATE STRATEGIES FUND | Chief Compliance Officer | Contingent Bonus Award | 1,175 | 02 Jun 2022 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| HFRO | HIGHLAND INCOME FUND\MA | 02 Jun 2022 | 1 | $0 | 4 | Chief Compliance Officer | 30 Jun 2022, 19:21 |
| NRSAX | NEXPOINT REAL ESTATE STRATEGIES FUND | 02 Jun 2022 | 1 | $0 | 4 | Chief Compliance Officer | 30 Jun 2022, 18:53 |
| NXDT | NEXPOINT DIVERSIFIED REAL ESTATE TRUST | 02 Jun 2022 | 1 | $0 | 4 | Chief Compliance Officer | 30 Jun 2022, 18:47 |
| NXDT | NEXPOINT DIVERSIFIED REAL ESTATE TRUST | 18 Mar 2022 | 1 | +$4,991 | 4 | Chief Compliance Officer | 21 Mar 2022, 16:15 |
| HGLB | HIGHLAND GLOBAL ALLOCATION FUND | 13 Nov 2021 | 0 | $0 | 3 | Chief Compliance Officer | 23 Nov 2021, 20:04 |
| NXDT | NEXPOINT DIVERSIFIED REAL ESTATE TRUST | 13 Nov 2021 | 0 | $0 | 3 | Chief Compliance Officer | 23 Nov 2021, 20:03 |
| NRSAX | NEXPOINT REAL ESTATE STRATEGIES FUND | 13 Nov 2021 | 0 | $0 | 3 | Chief Compliance Officer | 23 Nov 2021, 20:02 |
| NXPT | NexPoint Capital, Inc. | 13 Nov 2021 | 0 | $0 | 3 | Chief Compliance Officer | 23 Nov 2021, 20:01 |
| HFRO | HIGHLAND INCOME FUND\MA | 13 Nov 2021 | 0 | $0 | 3 | Chief Compliance Officer | 23 Nov 2021, 20:01 |