John Yogi Spence

Insider Reports History

Location
Chicago, IL
Signature
/s/John Yogi Spence
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by John Yogi Spence:

Company Role Class Num Shares Value Price $ Report Date Ownership
Montana Technologies Corp. 10%+ Owner Class A Common Stock 814,242 $6,921,057 $8.50 17 Oct 2024 Direct
XAI Octagon Floating Rate & Alternative Income Trust Vice President Common Shares of Beneficial Ownership 561,792 $2,190,988 $3.90 19 Feb 2026 Direct
Montana Technologies Corp. 10%+ Owner Class A Common Stock 153,626 $1,305,821 $8.50 17 Oct 2024 By XMS Holdings LLC
XAI Octagon Floating Rate & Alternative Income Trust Vice President Common Shares of Beneficial Ownership 16,678 $133,833 $6.38 19 Feb 2026 XMS Holdings LLC
XAI Octagon Floating Rate & Alternative Income Trust Vice President Common Shares of Beneficial Ownership 10,250 $65,395 $6.38 19 Feb 2026 XA Investments LLC
XAI Madison Equity Premium Income Fund Adviser Personnel Common Shares of Beneficial Ownership 2,574 $16,500 $6.60 30 Sep 2025 Direct
XAI Octagon Floating Rate & Alternative Income Trust Vice President Common Shares of Beneficial Ownership 10,592 $5,107 $6.38 19 Feb 2026 By Spouse
Montana Technologies Corp. 10%+ Owner Class A Common Stock 0 $0 $8.50 17 Oct 2024 By XMS XPDI Sponsor II Holdings LLC
Montana Technologies Corp. 10%+ Owner Private Placement Warrants 584,470 17 Oct 2024 Direct
Montana Technologies Corp. 10%+ Owner Private Placement Warrants 120,250 17 Oct 2024 By XMS Holdings LLC
Octagon XAI CLO Income Fund Adviser Personnel Class I Shares 4,000 30 Sep 2025 XA Investments LLC
Octagon XAI CLO Income Fund Adviser Personnel Class I Shares 4,000 31 Dec 2024 XA Investments LLC
Octagon XAI CLO Income Fund Adviser Personnel Class A Shares 1,050 30 Sep 2025 Direct
Octagon XAI CLO Income Fund Adviser Personnel Class A Shares 967 31 Dec 2024 Direct
Octagon XAI CLO Income Fund Adviser Personnel Class I Shares 63 30 Sep 2025 Direct
Octagon XAI CLO Income Fund Adviser Personnel Class I Shares 59 31 Dec 2024 Direct
Montana Technologies Corp. 10%+ Owner Private Placement Warrants 0 17 Oct 2024 By XMS XPDI Sponsor II Holdings LLC

Insider Reports Filed by John Yogi Spence

Symbol Company Period Transactions Value $ Form Type Role Filing Time
XFLT XAI Octagon Floating Rate & Alternative Income Trust 19 Feb 2026 1 +$19,500 4 Vice President 19 Feb 2026, 15:39
XFLT XAI Octagon Floating Rate & Alternative Income Trust 01 Oct 2025 1 $0 4 Vice President 30 Dec 2025, 14:35
XFLT XAI Octagon Floating Rate & Alternative Income Trust 30 Sep 2025 0 $0 5 Vice President 14 Nov 2025, 19:24
/report/000171813325000009-spence-john-yogi-2025-09-30 Octagon XAI CLO Income Fund 30 Sep 2025 0 $0 5 Adviser Personnel 14 Nov 2025, 16:42
MCN XAI Madison Equity Premium Income Fund 30 Sep 2025 0 $0 5 Adviser Personnel 14 Nov 2025, 16:25
XFLT XAI Octagon Floating Rate & Alternative Income Trust 21 Feb 2025 1 +$12,760 4 Vice President 21 Feb 2025, 19:23
XFLT XAI Octagon Floating Rate & Alternative Income Trust 19 Feb 2025 1 +$19,229 4 Vice President 19 Feb 2025, 19:57
/report/000171813325000002-spence-john-yogi-2024-12-31-restatement Octagon XAI CLO Income Fund 31 Dec 2024 2 +$26,500 4/A Adviser Personnel 07 Jan 2025, 10:35
XFLT XAI Octagon Floating Rate & Alternative Income Trust 19 Dec 2024 1 +$13,000 4 Adviser Personnel 20 Dec 2024, 14:52
MCN XAI Madison Equity Premium Income Fund 19 Dec 2024 2 +$16,560 4 Adviser Personnel 19 Dec 2024, 19:28
XFLT XAI Octagon Floating Rate & Alternative Income Trust 18 Dec 2024 1 $0 4 Vice President 13 Jan 2025, 16:55
MCN Madison Covered Call & Equity Strategy Fund 02 Dec 2024 0 $0 3 Adviser Personnel 02 Dec 2024, 16:09
XFLT XAI Octagon Floating Rate & Alternative Income Trust 30 Sep 2024 2 $0 5 Adviser Personnel 15 Nov 2024, 17:34
AIRJ Montana Technologies Corp. 18 Sep 2024 8 +$150,000 4 10%+ Owner 21 Oct 2024, 21:36
XFLT XAI Octagon Floating Rate & Alternative Income Trust 21 May 2024 1 $0 4 Adviser Personnel 23 May 2024, 16:37
XFLT XAI Octagon Floating Rate & Alternative Income Trust 09 May 2024 2 +$48,962 4 Advisor Personnel 10 May 2024, 16:37
/report/000171813324000001-spence-john-yogi-2024-02-16 Octagon XAI CLO Income Fund 16 Feb 2024 0 $0 3 Adviser Personnel 26 Feb 2024, 16:44
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 11 Dec 2023 2 +$5,816 4 Adviser Personnel 13 Dec 2023, 13:02
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 05 Dec 2023 1 +$41,340 4 Adviser Personnel 06 Dec 2023, 17:03
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 13 Nov 2023 1 +$2,046 4 Adviser Personnel 16 Nov 2023, 12:05
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 24 Jul 2023 1 $0 4 Adviser Personnel 26 Jul 2023, 16:22
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 22 Dec 2022 1 +$3,165 4 Adviser Personnel 23 Dec 2022, 11:12
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 11 Nov 2022 1 +$20,344 4 Adviser Personnel 15 Nov 2022, 12:18
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 10 Nov 2022 3 +$13,275 4 Adviser Personnel 14 Nov 2022, 19:20
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 08 Nov 2022 5 +$39,055 4/A Adviser Personnel 09 Nov 2022, 19:51
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 03 Nov 2022 2 +$25,544 4/A Adviser Personnel 09 Nov 2022, 17:22
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 23 Sep 2022 2 +$18,700 4 Adviser Personnel 23 Sep 2022, 13:39
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 02 Sep 2022 4 +$13,970 4 Adviser Personnel 02 Sep 2022, 16:57
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 19 Aug 2022 5 +$21,474 4 Adviser Personnel 22 Aug 2022, 13:43
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 20 Dec 2021 2 +$34,121 4 Adviser Personnel 20 Dec 2021, 17:08
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 08 Nov 2021 5 +$39,055 4 Adviser Personnel 09 Nov 2022, 19:27
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 30 Sep 2021 0 $0 5/A Adviser Personnel 07 Jan 2022, 17:30
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 21 Jul 2021 6 +$84,996 4 Adviser Personnel 21 Jul 2021, 16:30