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Insider Trading & Ownership of PHILLIP GOLDSTEIN

Location
Pleasantville, NY
Summary
The estimated net worth of PHILLIP GOLDSTEIN is at least $1,343,910 dollars as of 25 Feb 2026. PHILLIP GOLDSTEIN is the Director of Total Return Securities Fund and owns shares of Total Return Securities Fund (SWZ) stock worth about $538.9K. PHILLIP GOLDSTEIN is the Chairman and Secretary, Director, Affiliate of the Adviser of SPECIAL OPPORTUNITIES FUND, INC. and owns shares of SPECIAL OPPORTUNITIES FUND, INC. (SPE) stock worth about $527.6K. PHILLIP GOLDSTEIN is the Director, Affiliate of the Adviser of HIGH INCOME SECURITIES FUND and owns shares of HIGH INCOME SECURITIES FUND (PCF) stock worth about $141.9K. PHILLIP GOLDSTEIN is the Director of MEXICO EQUITY & INCOME FUND INC and owns shares of MEXICO EQUITY & INCOME FUND INC (MXE) stock worth about $75.7K. PHILLIP GOLDSTEIN is the 10%+ Owner of MFS INVESTMENT GRADE MUNICIPAL TRUST and owns shares of MFS INVESTMENT GRADE MUNICIPAL TRUST (CXH) stock worth about $59.9K.
Signature
/s/ Stephanie Darling, as Power of Attorney for Phillip Goldstein
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Ownership of PHILLIP GOLDSTEIN

Symbol Company Relationship Holdings Value Past Year Net Change Change % Report Period
SWZ Total Return Securities Fund Director $538,888 +$150,550 +39% 23 Feb 2026
SPE, SPE-PC SPECIAL OPPORTUNITIES FUND, INC. Chairman and Secretary, Director, Affiliate of the Adviser $527,557 -$30,642 -5.5% 23 Feb 2026
PCF HIGH INCOME SECURITIES FUND Director, Affiliate of the Adviser $141,860 +$140,780 +13035% 02 Feb 2026
MXE MEXICO EQUITY & INCOME FUND INC Director $75,715 15 Oct 2021
CXH MFS INVESTMENT GRADE MUNICIPAL TRUST 10%+ Owner $59,890 13 Feb 2024
DMF BNY MELLON MUNICIPAL INCOME, INC. Director 12 Jun 2024
LRFC Logan Ridge Finance Corp. 10%+ Owner 13 Mar 2025
NDP TORTOISE ENERGY INDEPENDENCE FUND, INC. 10%+ Owner 30 Apr 2021

Insider Transactions Reported by PHILLIP GOLDSTEIN:

Sym Company Class Transaction % Value $ * Price $ Shares Shares After Date Ownership
* An asterisk sign (*) next to the price indicates that the price is likely invalid.