Stephen Roman SEC EDGAR Filings (CIK 0001667448)

SEC EDGAR filings, ownership reports, and insider transactions for Stephen Roman.

Business address
C/O Cion Investment Corp., 3 Park Avenue, 36 Th Floor, New York, NY, 10016
Top holdings (ownership)
CION
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Stephen Roman has filed 12 SEC EDGAR filings since 29 Feb 2016

Latest Filings

Recent SEC filings for Stephen Roman including 4, 3.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 FORM 4 22 May 2025 22 May 2025 814-00941
4 Open 4 document View SEC filing for 4 FORM 4 18 Mar 2025 17 Mar 2025 814-00941
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 29 Jan 2025 23 Jan 2025 811-24043
4 Open 4 document View SEC filing for 4 FORM 4 21 Nov 2024 21 Nov 2024 814-00941
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 21 Aug 2024 21 Aug 2024 814-00941
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 30 Jul 2024 25 Jul 2024 811-23916
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 22 May 2024 22 May 2024 814-00941
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Apr 2024 01 Apr 2024 814-00941
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 May 2023 15 May 2023 814-00941
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 17 Aug 2022 17 Aug 2022 814-00941
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 18 Nov 2021 17 Nov 2021 814-00941
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 29 Feb 2016 29 Feb 2016 814-00941

About this filer

Stephen Roman files with the SEC under CIK 0001667448. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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