UBS Securities Japan Co., Ltd. SEC EDGAR Filings (CIK 0001564969)

SEC EDGAR filings, ownership reports, and insider transactions for UBS Securities Japan Co., Ltd..

Business address
East Tower, Otemachi First Square, 1 5 1, Otemachi, Chiyoda Ku, Tokyo, Japan, 100-0004
State of incorporation
Japan
Fiscal year end
31 March
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UBS Securities Japan Co., Ltd. has filed 8 SEC EDGAR filings since 19 Dec 2012

Latest Filings

Recent SEC filings for UBS Securities Japan Co., Ltd. including 13F-NT, 40-APP/A, 40-APP.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Feb 2023 31 Dec 2022 028-21660
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Nov 2022 30 Sep 2022 028-21660
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Aug 2022 30 Jun 2022 028-21660
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 May 2022 31 Mar 2022 028-21660
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2022 31 Dec 2021 028-21660
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Feb 2022 30 Sep 2021 028-21660
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO. 1 TO FORM 40-APP 31 Jan 2013 812-14105-01
40-APP Open 40-APP document View SEC filing for 40-APP FORM 40-APP 19 Dec 2012 812-14105-01

About this filer

UBS Securities Japan Co., Ltd. files with the SEC under CIK 0001564969. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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