MIZUHO SECURITIES USA LLC SEC EDGAR Filings (CIK 0001513006)

SEC EDGAR filings, ownership reports, and insider transactions for MIZUHO SECURITIES USA LLC.

Business address
1271 Avenue Of The Americas, Floors 2,3,4,18,19, New York, NY, 10020
Top securities (13F)
AAPL, MSFT, NVDA, SPY, AMZN, META, BRKB, GOOGL, AVGO, GOOG, TSLA, JPM, LLY, V, XOM, UNH, MA, AACT, XRT, and COST
State of incorporation
DE
Fiscal year end
31 March
Former names
MIZUHO SECURITIES USA INC. (to 05 May 2017)
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MIZUHO SECURITIES USA LLC has filed 61 SEC EDGAR filings since 14 Feb 2011

Latest Filings

Recent SEC filings for MIZUHO SECURITIES USA LLC including 13F-HR, 13F-HR/A.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 May 2025 31 Mar 2025 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Feb 2025 31 Dec 2024 028-14335
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 12 Nov 2024 30 Sep 2024 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2024 30 Sep 2024 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 31 Jul 2024 30 Jun 2024 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 May 2024 31 Mar 2024 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Feb 2024 31 Dec 2023 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Nov 2023 30 Sep 2023 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Aug 2023 30 Jun 2023 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 May 2023 31 Mar 2023 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Feb 2023 31 Dec 2022 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Oct 2022 30 Sep 2022 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Jul 2022 30 Jun 2022 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 27 Apr 2022 31 Mar 2022 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Jan 2022 31 Dec 2021 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Oct 2021 30 Sep 2021 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Jul 2021 30 Jun 2021 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Apr 2021 31 Mar 2021 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 29 Jan 2021 31 Dec 2020 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 26 Oct 2020 30 Sep 2020 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 27 Jul 2020 30 Jun 2020 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 01 May 2020 31 Mar 2020 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 30 Jan 2020 31 Dec 2019 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 31 Oct 2019 30 Sep 2019 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Aug 2019 30 Jun 2019 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Apr 2019 31 Mar 2019 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Feb 2019 31 Dec 2018 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 18 Oct 2018 30 Sep 2018 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Jul 2018 30 Jun 2018 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 01 May 2018 31 Mar 2018 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Jan 2018 31 Dec 2017 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Oct 2017 30 Sep 2017 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 21 Jul 2017 30 Jun 2017 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 May 2017 31 Mar 2017 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Feb 2017 31 Dec 2016 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 21 Oct 2016 30 Sep 2016 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 20 Jul 2016 30 Jun 2016 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 21 Apr 2016 31 Mar 2016 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 21 Jan 2016 31 Dec 2015 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 20 Oct 2015 30 Sep 2015 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 20 Jul 2015 30 Jun 2015 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Apr 2015 31 Mar 2015 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Jan 2015 31 Dec 2014 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Oct 2014 30 Sep 2014 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Jul 2014 30 Jun 2014 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Apr 2014 31 Mar 2014 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Jan 2014 31 Dec 2013 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2013 30 Sep 2013 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 26 Jul 2013 30 Jun 2013 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR MIZUHO 13F MARCH 2013 04 Apr 2013 31 Mar 2013 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F MIZUHO 13 Feb 2013 31 Dec 2012 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR MSUSA 14 Nov 2012 30 Sep 2012 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR MIZUHO SECURITIES USA 13F 23 Jul 2012 30 Jun 2012 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR MIZUHO SECURITIES USA INC 13F 11 May 2012 31 Mar 2012 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F 31 Jan 2012 31 Dec 2011 028-14335
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A MSUSA 13F-HR/A 25 Oct 2011 30 Sep 2011 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR MIZUHO SECURITIES USA INC. 13F SEPTEMBER 2011 25 Oct 2011 30 Sep 2011 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR 20 Jul 2011 30 Jun 2011 028-14335
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A AMENDMENT NO. 1 TO FORM 13F 13 May 2011 31 Mar 2011 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F HOLDINGS REPORT 11 May 2011 31 Mar 2011 028-14335
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F HOLDINGS REPORT 14 Feb 2011 31 Dec 2010 028-14335

About this filer

MIZUHO SECURITIES USA LLC files with the SEC under CIK 0001513006. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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