Guinness Atkinson Asset Management Inc SEC EDGAR Filings (CIK 0001409765)

SEC EDGAR filings, ownership reports, and insider transactions for Guinness Atkinson Asset Management Inc.

Business address
251 South Lake Avenue, Suite 800, Pasadena, CA, 91101
Top securities (13F)
TSM, AVGO, APH, AMAT, LRCX, MDT, MSFT, CRM, GOOGL, KLAC, META, ICE, DHR, ADBE, NVDA, MA, AME, TMO, INTU, and V
State of incorporation
DE
Fiscal year end
31 December
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Guinness Atkinson Asset Management Inc has filed 94 SEC EDGAR filings since 30 Jan 2008

Latest Filings

Recent SEC filings for Guinness Atkinson Asset Management Inc including 13F-HR/A, 13F-HR, 40-APP/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 10 Feb 2026 31 Dec 2025 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Feb 2026 31 Dec 2025 028-12657
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 04 Dec 2025 812-15640-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Nov 2025 30 Sep 2025 028-12657
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 30 Sep 2025 812-15640-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 01 Aug 2025 30 Jun 2025 028-12657
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 18 Jun 2025 812-15640-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 May 2025 31 Mar 2025 028-12657
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 17 Apr 2025 812-15640-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Jan 2025 31 Dec 2024 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Oct 2024 30 Sep 2024 028-12657
40-APP Open 40-APP document View SEC filing for 40-APP 04 Oct 2024 812-15640-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Jul 2024 30 Jun 2024 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Apr 2024 31 Mar 2024 028-12657
40-APP Open 40-APP document View SEC filing for 40-APP 27 Feb 2024 812-15552-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2024 31 Dec 2023 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2023 30 Sep 2023 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Jul 2023 30 Jun 2023 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Apr 2023 31 Mar 2023 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Feb 2023 31 Dec 2022 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Oct 2022 30 Sep 2022 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Sep 2022 30 Jun 2022 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Apr 2022 31 Mar 2022 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 19 Jan 2022 31 Dec 2021 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Dec 2021 30 Sep 2021 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Aug 2021 30 Jun 2021 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 21 Apr 2021 31 Mar 2021 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Jan 2021 31 Dec 2020 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 27 Oct 2020 30 Sep 2020 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Jul 2020 30 Jun 2020 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 30 Apr 2020 31 Mar 2020 028-12657
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 25 Feb 2020 812-15062-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Feb 2020 31 Dec 2019 028-12657
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 29 Nov 2019 812-15062-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Oct 2019 30 Sep 2019 028-12657
40-APP Open 40-APP document View SEC filing for 40-APP 28 Aug 2019 812-15062-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 26 Jul 2019 30 Jun 2019 028-12657
APP NTC Open APP NTC document View SEC filing for APP NTC 20 Jun 2019 812-14991
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 07 May 2019 812-14991
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Apr 2019 31 Mar 2019 028-12657
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 25 Mar 2019 812-14991
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Jan 2019 31 Dec 2018 028-12657
40-APP Open 40-APP document View SEC filing for 40-APP 21 Dec 2018 812-14991
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Oct 2018 30 Sep 2018 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Aug 2018 30 Jun 2018 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Apr 2018 31 Mar 2018 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 29 Jan 2018 31 Dec 2017 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Oct 2017 30 Sep 2017 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Jul 2017 30 Jun 2017 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Apr 2017 31 Mar 2017 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2017 31 Dec 2016 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 18 Oct 2016 30 Sep 2016 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Jul 2016 30 Jun 2016 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Apr 2016 31 Mar 2016 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Feb 2016 31 Dec 2015 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Oct 2015 30 Sep 2015 028-12657
40-APP Open 40-APP document View SEC filing for 40-APP 11 Sep 2015 812-14546
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 15 Jul 2015 30 Jun 2015 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Jul 2015 30 Jun 2015 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 May 2015 31 Mar 2015 028-12657
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 28 Jan 2015 31 Dec 2014 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Jan 2015 31 Dec 2014 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Oct 2014 30 Sep 2014 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Jul 2014 30 Jun 2014 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Apr 2014 31 Mar 2014 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 29 Jan 2014 31 Dec 2013 028-12657
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 23 Oct 2013 812-14137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Oct 2013 30 Sep 2013 028-12657
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 18 Sep 2013 812-14137
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 11 Sep 2013 812-14137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Jul 2013 30 Jun 2013 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Apr 2013 31 Mar 2013 028-12657
40-APP Open 40-APP document View SEC filing for 40-APP 22 Mar 2013 812-14137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Jan 2013 31 Dec 2012 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Oct 2012 30 Sep 2012 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 19 Jul 2012 30 Jun 2012 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Apr 2012 31 Mar 2012 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 26 Jan 2012 31 Dec 2011 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 21 Oct 2011 30 Sep 2011 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 27 Jul 2011 30 Jun 2011 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 May 2011 31 Mar 2011 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Jan 2011 31 Dec 2010 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Oct 2010 30 Sep 2010 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Jul 2010 30 Jun 2010 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 20 Apr 2010 31 Mar 2010 028-12657
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Jan 2010 31 Dec 2009 028-12657

About this filer

Guinness Atkinson Asset Management Inc files with the SEC under CIK 0001409765. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
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Updates follow new EDGAR submissions and periodic data refreshes.

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