James Rothman SEC EDGAR Filings (CIK 0001380378)

SEC EDGAR filings, ownership reports, and insider transactions for James Rothman.

Business address
135 East 83 Rd Street, Apt. 15 C, New York, NY, 10028
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James Rothman has filed 17 SEC EDGAR filings since 09 Nov 2006

Latest Filings

Recent SEC filings for James Rothman including 4, 144, 3.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Oct 2023 02 Oct 2023 001-39388
144 Open 144 document View SEC filing for 144 17 Aug 2023
144 Open 144 document View SEC filing for 144 16 Aug 2023
4 Open 4 document View SEC filing for 4 FORM 4 01 Aug 2022 26 May 2022 001-39388
4 Open 4 document View SEC filing for 4 FORM 4 10 Nov 2021 08 Nov 2021 001-39388
4 Open 4 document View SEC filing for 4 FORM 4 18 May 2021 07 May 2021 001-39388
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Mar 2021 05 Mar 2021 001-39388
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Mar 2021 03 Aug 2020 001-39388
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 16 Jul 2020 16 Jul 2020 001-39388

About this filer

James Rothman files with the SEC under CIK 0001380378. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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