SEC EDGAR filings, ownership reports, and insider transactions for J.P. Morgan Securities LLC.
Recent SEC filings for J.P. Morgan Securities LLC including ABS-15G, 13F-NT, N-PX and more.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | ABS-15G | 12 Feb 2026 | 31 Dec 2025 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Feb 2026 | 31 Dec 2025 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 07 Nov 2025 | 30 Sep 2025 | 028-11925 | |
| N-PX | Open N-PX document | View SEC filing for N-PX | 27 Aug 2025 | 30 Jun 2025 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Aug 2025 | 30 Jun 2025 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 May 2025 | 31 Mar 2025 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Feb 2025 | 31 Dec 2024 | 028-11925 | |
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | ABS-15G | 07 Feb 2025 | 31 Dec 2024 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 08 Nov 2024 | 30 Sep 2024 | 028-11925 | |
| N-PX | Open N-PX document | View SEC filing for N-PX | 30 Aug 2024 | 30 Jun 2024 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Aug 2024 | 30 Jun 2024 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 May 2024 | 31 Mar 2024 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Feb 2024 | 31 Dec 2023 | 028-11925 | |
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | ABS-15G | 09 Feb 2024 | 31 Dec 2023 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2023 | 30 Sep 2023 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Aug 2023 | 30 Jun 2023 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 May 2023 | 31 Mar 2023 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2023 | 31 Dec 2022 | 028-11925 | |
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | FORM ABS-15G | 09 Feb 2023 | 31 Dec 2022 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2022 | 30 Sep 2022 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Aug 2022 | 30 Jun 2022 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 May 2022 | 31 Mar 2022 | 028-11925 | |
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | FORM ABS-15G | 14 Feb 2022 | 31 Dec 2021 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 Feb 2022 | 31 Dec 2021 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Nov 2021 | 30 Sep 2021 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Aug 2021 | 30 Jun 2021 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 May 2021 | 31 Mar 2021 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Feb 2021 | 31 Dec 2020 | 028-11925 | |
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | FORM ABS-15G | 11 Feb 2021 | 31 Dec 2020 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Nov 2020 | 30 Sep 2020 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Aug 2020 | 30 Jun 2020 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 May 2020 | 31 Mar 2020 | 028-11925 | |
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | FORM ABS-15G | 12 Feb 2020 | 31 Dec 2019 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Feb 2020 | 31 Dec 2019 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Nov 2019 | 30 Sep 2019 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 07 Aug 2019 | 30 Jun 2019 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 07 May 2019 | 31 Mar 2019 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Feb 2019 | 31 Dec 2018 | 028-11925 | |
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | FORM ABS-15G | 08 Feb 2019 | 31 Dec 2018 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 07 Nov 2018 | 30 Sep 2018 | 028-11925 | |
| APP WD | Open APP WD document | View SEC filing for APP WD | APP WD | 27 Sep 2018 | 812-14904 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2018 | 30 Jun 2018 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 May 2018 | 31 Mar 2018 | 028-11925 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | APPLICATION | 09 May 2018 | 812-14904 | |
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | FORM ABS-15G | 14 Feb 2018 | 31 Dec 2017 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2018 | 31 Dec 2017 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 09 Nov 2017 | 30 Sep 2017 | 028-11925 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 30 Oct 2017 | 19 Oct 2017 | 001-34945 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 23 Aug 2017 | 22 Aug 2017 | 001-12719 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 09 Aug 2017 | 30 Jun 2017 | 028-11925 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 28 Jul 2017 | 28 Jul 2017 | 811-10345 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 28 Jul 2017 | 25 Jul 2017 | 811-10345 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 10 Jul 2017 | 06 Jul 2017 | 811-10345 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 10 Jul 2017 | 05 Jul 2017 | 811-10345 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 21 Jun 2017 | 20 Jun 2017 | 001-12719 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 20 Jun 2017 | 19 Jun 2017 | 001-12719 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 Jun 2017 | 16 Jun 2017 | 001-12719 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 16 Jun 2017 | 15 Jun 2017 | 001-12719 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 01 Jun 2017 | 26 May 2017 | 001-12719 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 01 Jun 2017 | 06 Apr 2017 | 001-12719 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 May 2017 | 31 Mar 2017 | 028-11925 | |
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | FORM ABS-15G | 10 Feb 2017 | 31 Dec 2016 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 06 Feb 2017 | 31 Dec 2016 | 028-11925 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | SC 13G/A | 09 Nov 2016 | ||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 04 Nov 2016 | 30 Sep 2016 | 028-11925 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 11 Oct 2016 | 06 Oct 2016 | 811-10345 |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | SC 13G | 11 Oct 2016 | ||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 04 Oct 2016 | 29 Sep 2016 | 811-10345 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 04 Oct 2016 | 28 Sep 2016 | 811-10345 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 08 Aug 2016 | 30 Jun 2016 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 May 2016 | 31 Mar 2016 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Feb 2016 | 31 Dec 2015 | 028-11925 | |
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | FORM ABS-15G | 11 Feb 2016 | 31 Dec 2015 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Nov 2015 | 30 Sep 2015 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2015 | 30 Jun 2015 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2015 | 31 Mar 2015 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2015 | 31 Dec 2014 | 028-11925 | |
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | ABS-15G | 06 Feb 2015 | 31 Dec 2014 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2014 | 30 Sep 2014 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2014 | 30 Jun 2014 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 May 2014 | 31 Mar 2014 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2014 | 31 Dec 2013 | 028-11925 | |
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | FORM ABS-15G | 12 Feb 2014 | 31 Dec 2013 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 01 Nov 2013 | 30 Sep 2013 | 028-11925 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | J.P. MORGAN SECURITIES LLC 13F-NT | 25 Apr 2013 | 31 Mar 2013 | 028-11925 |
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | ASSET-BACKED SECURITIZER REPORT | 14 Feb 2013 | 31 Dec 2012 | 025-00687 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | J.P. MORGAN SECURITIES LLC 13F-NT | 07 Feb 2013 | 31 Dec 2012 | 028-11925 |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 09 Jan 2013 | 812-14094 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | 40-APP | 16 Nov 2012 | 812-14094 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | J.P. MORGAN SECURITIES LLC 13F-NT | 09 Nov 2012 | 30 Sep 2012 | 028-11925 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | J.P. MORGAN SECURITIES LLC 13F-NT | 09 Aug 2012 | 30 Jun 2012 | 028-11925 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13F-NT J.P. MORGAN SECURITIES LLC | 14 May 2012 | 31 Mar 2012 | 028-11925 |
| APP ORDR | Open APP ORDR document | View SEC filing for APP ORDR | 11 Apr 2012 | 812-13914 | ||
| APP NTC | Open APP NTC document | View SEC filing for APP NTC | 11 Apr 2012 | 812-13914 | ||
| ABS-15G | Open ABS-15G document | View SEC filing for ABS-15G | FORM ABS-15G | 14 Feb 2012 | 025-00687 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | J.P. MORGAN SECURITIES LLC | 09 Feb 2012 | 31 Dec 2011 | 028-11925 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | J.P. MORGAN SECURITIES LLC | 10 Nov 2011 | 30 Sep 2011 | 028-11925 |
| APP ORDR | Open APP ORDR document | View SEC filing for APP ORDR | 03 Oct 2011 | 812-13919 | ||
| APP NTC | Open APP NTC document | View SEC filing for APP NTC | 03 Oct 2011 | 812-13919 | ||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | J.P. MORGAN SECURITIES LLC | 11 Aug 2011 | 30 Jun 2011 | 028-11925 |
| NO ACT | Open NO ACT document | View SEC filing for NO ACT | AUTO-GENERATED PAPER DOCUMENT | 11 Jul 2011 | 11 Jul 2011 | 028-11925 |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT TO 40-APP | 11 Jul 2011 | 812-13919 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | 40-APP | 07 Jul 2011 | 812-13919 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 05 Jul 2011 | 812-13914 | ||
| NO ACT | Open NO ACT document | View SEC filing for NO ACT | AUTO-GENERATED PAPER DOCUMENT | 29 Jun 2011 | 29 Jun 2011 | 028-11925 |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 29 Jun 2011 | 812-13914 | ||
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 29 Jun 2011 | 812-13914 | ||
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | 21 Jun 2011 | 812-13914 | ||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | J.P. MORGAN SECURITIES LLC | 06 May 2011 | 31 Mar 2011 | 028-11925 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | J.P. MORGAN SECURITIES LLC | 10 Feb 2011 | 31 Dec 2010 | 028-11925 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | J.P. MORGAN SECURITIES LLC | 10 Nov 2010 | 30 Sep 2010 | 028-11925 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | J.P. MORGAN SECURITIES INC. | 12 Aug 2010 | 30 Jun 2010 | 028-11925 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | J.P. MORGAN SECURITIES INC. | 13 May 2010 | 31 Mar 2010 | 028-11925 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | J.P. MORGAN SECURITIES INC. | 09 Feb 2010 | 31 Dec 2009 | 028-11925 |
J.P. Morgan Securities LLC files with the SEC under CIK 0001362244. This page aggregates EDGAR filings and related ownership activity.