Steven N. Kaplan SEC EDGAR Filings (CIK 0001324001)

SEC EDGAR filings, ownership reports, and insider transactions for Steven N. Kaplan.

Business address
C/O Morningstar, Inc., 22 West Washington Street, Chicago, IL, 60602
Top holdings (ownership)
MORN
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Steven N. Kaplan has filed 144 SEC EDGAR filings since 02 May 2005

Latest Filings

Recent SEC filings for Steven N. Kaplan including 4, 144, 4/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 FORM 4 19 May 2025 15 May 2025 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 12 Nov 2024 11 Nov 2024 000-51280
144 Open 144 document View SEC filing for 144 12 Nov 2024
4 Open 4 document View SEC filing for 4 FORM 4 13 Aug 2024 12 Aug 2024 000-51280
144 Open 144 document View SEC filing for 144 12 Aug 2024
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 17 May 2024 15 May 2024 000-51280
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 13 May 2024 10 May 2024 000-51280
144 Open 144 document View SEC filing for 144 10 May 2024
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 12 Mar 2024 11 Mar 2024 000-51280
144 Open 144 document View SEC filing for 144 11 Mar 2024
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 17 May 2023 15 May 2023 000-51280
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 17 May 2022 15 May 2022 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 12 Nov 2021 11 Nov 2021 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 12 Aug 2021 11 Aug 2021 000-51280
4/A Open 4/A document View SEC filing for 4/A PRIMARY DOCUMENT 12 Aug 2021 15 May 2021 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 May 2021 15 May 2021 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 May 2020 15 May 2020 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Mar 2020 09 Mar 2020 001-36690
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 28 Feb 2020 27 Feb 2020 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 07 Jan 2020 06 Jan 2020 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 06 Jan 2020 31 Dec 2019 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 07 Oct 2019 04 Oct 2019 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Oct 2019 30 Sep 2019 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 08 Jul 2019 05 Jul 2019 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 01 Jul 2019 28 Jun 2019 001-36690
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 May 2019 15 May 2019 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Apr 2019 05 Apr 2019 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Apr 2019 29 Mar 2019 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jan 2019 31 Dec 2018 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 11 Oct 2018 09 Oct 2018 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Oct 2018 28 Sep 2018 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 10 Aug 2018 05 Jul 2018 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Jul 2018 29 Jun 2018 001-36690
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 May 2018 15 May 2018 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Apr 2018 05 Apr 2018 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Apr 2018 31 Mar 2018 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Jan 2018 05 Jan 2018 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jan 2018 29 Dec 2017 001-36690
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 Dec 2017 21 Dec 2017 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 Nov 2017 21 Nov 2017 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 26 Oct 2017 25 Oct 2017 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 06 Oct 2017 04 Oct 2017 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Oct 2017 30 Sep 2017 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 10 Jul 2017 06 Jul 2017 001-36690
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Jul 2017 30 Jun 2017 001-36690
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 May 2017 15 May 2017 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Apr 2017 04 Apr 2017 001-36690
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 05 Apr 2017 01 Apr 2017 001-36690
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 29 Dec 2016 27 Dec 2016 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 29 Nov 2016 28 Nov 2016 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 28 Oct 2016 27 Oct 2016 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 May 2016 15 May 2016 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 May 2015 15 May 2015 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 May 2015 30 Apr 2015 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Apr 2015 01 Apr 2015 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 30 Jan 2015 30 Jan 2015 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 06 Jan 2015 02 Jan 2015 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 Dec 2014 10 Dec 2014 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Nov 2014 19 Nov 2014 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Nov 2014 31 Oct 2014 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Oct 2014 01 Oct 2014 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 25 Sep 2014 24 Sep 2014 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Aug 2014 31 Jul 2014 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Jul 2014 01 Jul 2014 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 May 2014 15 May 2014 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 30 Apr 2014 30 Apr 2014 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Apr 2014 01 Apr 2014 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Feb 2014 31 Jan 2014 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jan 2014 02 Jan 2014 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 11 Dec 2013 10 Dec 2013 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Nov 2013 19 Nov 2013 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Nov 2013 31 Oct 2013 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Oct 2013 01 Oct 2013 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 25 Sep 2013 24 Sep 2013 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Aug 2013 31 Jul 2013 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jul 2013 01 Jul 2013 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 15 May 2013 15 May 2013 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 May 2013 30 Apr 2013 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Apr 2013 01 Apr 2013 001-34746
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jan 2013 02 Jan 2013 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Jan 2013 28 Dec 2012 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 06 Dec 2012 05 Dec 2012 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 08 Nov 2012 07 Nov 2012 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Nov 2012 31 Oct 2012 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Oct 2012 01 Oct 2012 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 07 Sep 2012 05 Sep 2012 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Aug 2012 31 Jul 2012 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Jul 2012 02 Jul 2012 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 May 2012 15 May 2012 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 30 Apr 2012 30 Apr 2012 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Apr 2012 02 Apr 2012 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Feb 2012 31 Jan 2012 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Jan 2012 03 Jan 2012 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 07 Dec 2011 06 Dec 2011 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 Nov 2011 09 Nov 2011 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Nov 2011 31 Oct 2011 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Oct 2011 03 Oct 2011 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Sep 2011 20 Sep 2011 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Aug 2011 29 Jul 2011 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 06 Jul 2011 01 Jul 2011 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 May 2011 15 May 2011 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 May 2011 29 Apr 2011 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Apr 2011 01 Apr 2011 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Jan 2011 14 Jan 2011 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Jan 2011 03 Jan 2011 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 15 Dec 2010 14 Dec 2010 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 Nov 2010 17 Nov 2010 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Oct 2010 19 Oct 2010 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 13 Oct 2010 12 Oct 2010 000-51280
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Oct 2010 01 Oct 2010 001-34746
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 06 Jul 2010 01 Jul 2010 001-34746
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 May 2010 25 May 2010 001-34746
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 19 May 2010 19 May 2010 001-34746
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 May 2010 15 May 2010 000-51280
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 May 2010 17 May 2010 000-51280

About this filer

Steven N. Kaplan files with the SEC under CIK 0001324001. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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